CLEARBRIDGE INVESTMENTS, LLC Information

620 8TH AVENUE, NEW YORK, New York, 10018, (800) 691-6959

Report Date: 12/31/2013

Position Statistics

Total Positions 1,105
New Positions 58
Increased Positions 510
Decreased Positions 356
Positions with Activity 866
Sold Out Positions 43
Total Mkt Value (in $ millions) 81,755

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.24%
Capital Goods 6.52%
Conglomerates 0.87%
Consumer Cyclical 1.14%
Consumer/Non-Cyclical 2.95%
Energy 13.56%
Financial 12.96%
Healthcare 14.01%
Services 18.84%
Technology 16.67%
Transportation 1.25%
Utilities 7.38%

43 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AIR METHODS CORP COM PAR $.06 -21 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -8 Sold Out 0
AMERICAN STS WTR CO COM -6 Sold Out 0
ARIAD PHARMACEUTICALS INC COM -15,569 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -32 Sold Out 0
C&J ENERGY SVCS INC COM -3,710 Sold Out 0
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER -9,182 Sold Out 0
CANON INC SPONSORED ADR -11,052 Sold Out 0
CEVA INC COM -11,381 Sold Out 0
CHESAPEAKE ENERGY CORP COM -7 Sold Out 0
CNH INDL N V SHS -98 Sold Out 0
CONVERSANT INC COM -7 Sold Out 0
CYS INVTS INC COM -2,049 Sold Out 0
EAGLE ROCK ENERGY PARTNERS LP UNIT -116 Sold Out 0
ELAN PLC ADR -18 Sold Out 0
FACTSET RESH SYS INC COM -48 Sold Out 0
FASTENAL CO COM -27 Sold Out 0
FMC TECHNOLOGIES INC COM -14 Sold Out 0
GRAFTECH INTL LTD COM -3,690 Sold Out 0
HEALTHWAYS INC COM -8,323 Sold Out 0