CLEAR HARBOR ASSET MANAGEMENT, LLC Information

420 LEXINGTON AVENUE, NEW YORK, New York, 10170, (212) 867-7310

Report Date: 06/30/2014

Position Statistics

Total Positions 260
New Positions 49
Increased Positions 121
Decreased Positions 76
Positions with Activity 197
Sold Out Positions 21
Total Mkt Value (in $ millions) 459

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.06%
Capital Goods 2.52%
Conglomerates 0.04%
Consumer Cyclical 3.38%
Consumer/Non-Cyclical 1.22%
Energy 25.87%
Financial 14.52%
Healthcare 3.26%
Services 5.46%
Technology 27.47%
Transportation 0.75%
Utilities 10.82%

260 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROPER INDS INC NEW COM 55,231 -452 (0.81) 372,526
PIONEER NAT RES CO COM 24,454 -31 (0.13) 107,492
AMERICAN WTR WKS CO INC NEW COM 13,209 98 .75 269,288
ENERGEN CORP COM 12,733 -18 (0.14) 146,572
FLEXTRONICS INTL LTD ORD 12,489 -13 (0.1) 1,150,038
EXXON MOBIL CORP COM 11,509 218 1.93 110,274
TRIMBLE NAVIGATION LTD COM 11,018 74 .67 353,362
APPLE INC COM 10,834 1,974 22.29 109,413
PARKER HANNIFIN CORP COM 10,229 7 .07 84,055
NORTHERN OIL & GAS INC NEV COM 10,177 -179 (1.73) 648,630
JOHNSON CTLS INC COM 10,086 154 1.56 207,316
CORE LABORATORIES N V COM 9,699 22 .23 65,955
HARTFORD FINL SVCS GROUP INC COM 8,392 781 10.25 237,538
APACHE CORP COM 7,829 95 1.23 77,305
EQT CORP COM 6,959 -12 (0.18) 70,198
BERKSHIRE HATHAWAY INC DEL CL B NEW 6,493 -11 (0.17) 50,578
QUESTAR CORP COM 5,860 37 .64 250,006
CATERPILLAR INC DEL COM 5,826 8 .13 55,940
NORTHWEST NAT GAS CO COM 5,693 -65 (1.12) 125,541
QEP RES INC COM 5,183 -65 (1.25) 152,500