CLEAR HARBOR ASSET MANAGEMENT, LLC Information

420 LEXINGTON AVENUE, NEW YORK, New York, 10170, (212) 867-7310

Report Date: 03/31/2017

Position Statistics

Total Positions 265
New Positions 22
Increased Positions 114
Decreased Positions 96
Positions with Activity 210
Sold Out Positions 17
Total Mkt Value (in $ millions) 502

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 9.84%
Basic Materials 1.09%
Industrials 22.16%
Consumer Cyclicals 5.8%
Consumer Non-Cyclicals 2.15%
Financials 23.78%
Healthcare 5.19%
Technology 18.93%
Telecommunication Services 0.51%
Utilities 10.42%

265 Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROPER TECHNOLOGIES INC COM 66,297 -936 (1.39) 284,938
FLEX LTD ORD 18,739 -343 (1.8) 1,106,859
AMERICAN WTR WKS CO INC NEW COM 17,108 -54 (0.32) 211,972
APPLE INC COM 15,202 -3,426 (18.39) 104,218
ISHARES TR RUSSELL 2000 ETF 13,945 13,945 New 100,000
TRIMBLE INC COM 12,691 -35 (0.28) 349,337
PIONEER NAT RES CO COM 11,340 -139 (1.21) 73,144
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 11,041 -562 (4.84) 300,772
SPDR S&P 500 ETF TR TR UNIT 10,859 3 .03 44,696
PARKER HANNIFIN CORP COM 9,895 6 .06 62,586
AXIS CAPITAL HOLDINGS LTD SHS 8,708 -1,624 (15.72) 134,425
HARTFORD FINL SVCS GROUP INC COM 8,633 -454 (5) 166,815
HONEYWELL INTL INC COM 7,535 -150 (1.95) 56,129
BERKSHIRE HATHAWAY INC DEL CL B NEW 7,240 41 .57 42,681
WESTERN DIGITAL CORP COM 6,409 2,140 50.12 70,407
JOHNSON CTLS INTL PLC SHS 6,210 -110 (1.74) 149,829
JOHNSON & JOHNSON COM 6,088 -135 (2.16) 45,123
CONNECTICUT WTR SVC INC COM 5,943 -119 (1.96) 102,624
CHESAPEAKE UTILS CORP COM 5,925 -29 (0.48) 79,480
NEW JERSEY RES COM 5,905 288 5.13 141,952