CIBC WORLD MARKETS INC. Information

39TH FLOOR, 161 BAY ST., TORONTO, , M5J 2S8, (416) 594-8556

Report Date: 09/30/2014

Position Statistics

Total Positions 795
New Positions 104
Increased Positions 473
Decreased Positions 301
Positions with Activity 774
Sold Out Positions 70
Total Mkt Value (in $ millions) 28,154

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.51%
Capital Goods 0.29%
Conglomerates 0.07%
Consumer Cyclical 1.87%
Consumer/Non-Cyclical 0.47%
Energy 10.21%
Financial 57.59%
Healthcare 2.91%
Services 8.37%
Technology 1.86%
Transportation 5.3%
Utilities 4.5%

70 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW -150 Sold Out 0
AEGON N V NY REGISTRY SH -383 Sold Out 0
AMERCO COM -3,309 Sold Out 0
AMERICAN AIRLS GROUP INC COM -3,025 Sold Out 0
BAKER HUGHES INC COM -259 Sold Out 0
BAXTER INTL INC COM -1,023 Sold Out 0
CALPINE CORP COM NEW -1,394 Sold Out 0
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR -780 Sold Out 0
CROWN HOLDINGS INC COM -410 Sold Out 0
DAVITA HEALTHCARE PARTNERS INC COM -1,775 Sold Out 0
ENDEAVOUR SILVER CORP COM -58 Sold Out 0
ENERGIZER HLDGS INC COM -341 Sold Out 0
EQT CORP COM -887 Sold Out 0
FASTENAL CO COM -608 Sold Out 0
FIRST TR EXCH TRD ALPHA FD II SWITZLND ALPHA -623 Sold Out 0
FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR -226 Sold Out 0
FIRST TR ISE GLB WIND ENRG ETF COM SHS -186 Sold Out 0
FLOWSERVE CORP COM -209 Sold Out 0
FLUOR CORP NEW COM -208 Sold Out 0
GAFISA S A SPONS ADR -848 Sold Out 0