CIBC WORLD MARKETS INC. Information

39TH FLOOR, 161 BAY ST., TORONTO, , M5J 2S8, (416) 594-8556

Report Date: 09/30/2014

Position Statistics

Total Positions 797
New Positions 104
Increased Positions 474
Decreased Positions 302
Positions with Activity 776
Sold Out Positions 70
Total Mkt Value (in $ millions) 24,400

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.58%
Capital Goods 0.31%
Conglomerates 0.07%
Consumer Cyclical 2.03%
Consumer/Non-Cyclical 0.54%
Energy 9.06%
Financial 54.51%
Healthcare 3.74%
Services 9.36%
Technology 2.16%
Transportation 5.54%
Utilities 5.04%

70 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW -116 Sold Out 0
AEGON N V NY REGISTRY SH -353 Sold Out 0
AMERCO COM -3,453 Sold Out 0
AMERICAN AIRLS GROUP INC COM -3,657 Sold Out 0
BAKER HUGHES INC COM -229 Sold Out 0
BAXTER INTL INC COM -1,008 Sold Out 0
CALPINE CORP COM NEW -1,260 Sold Out 0
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR -517 Sold Out 0
CROWN HOLDINGS INC COM -372 Sold Out 0
DAVITA HEALTHCARE PARTNERS INC COM -1,815 Sold Out 0
ENDEAVOUR SILVER CORP COM -51 Sold Out 0
ENERGIZER HLDGS INC COM -342 Sold Out 0
EQT CORP COM -692 Sold Out 0
FASTENAL CO COM -605 Sold Out 0
FIRST TR EXCH TRD ALPHA FD II SWITZLND ALPHA -600 Sold Out 0
FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR -216 Sold Out 0
FIRST TR ISE GLB WIND ENRG ETF COM SHS -172 Sold Out 0
FLOWSERVE CORP COM -167 Sold Out 0
FLUOR CORP NEW COM -162 Sold Out 0
GAFISA S A SPONS ADR -588 Sold Out 0