CHARLES SCHWAB INVESTMENT ADVISORY, INC. Information

211 MAIN ST., SAN FRANCISCO, California, 94105, (415) 667-0897

Report Date: 12/31/2014

Position Statistics

Total Positions 46
New Positions 17
Increased Positions 38
Decreased Positions 8
Positions with Activity 46
Sold Out Positions 3
Total Mkt Value (in $ millions) 3,535

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 85.52%
Healthcare
Services
Technology
Transportation
Utilities

46 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS 1000 ETF 417,103 12,732 3.15 3,536,570
ISHARES MBS ETF 374,843 13,270 3.67 3,412,631
ISHARES TR MSCI EAFE ETF 365,336 30,046 8.96 5,432,501
SCHWAB STRATEGIC TR US LRG CAP ETF 274,201 2,746 1.01 5,436,172
SCHWAB STRATEGIC TR INTL EQTY ETF 241,172 18,898 8.50 7,605,564
UNITED STS COMMODITY INDEX FD COMM IDX FND 155,314 11,444 7.95 3,301,038
HIGHLAND FDS I HI LD IBOXX SRLN 152,692 112,484 279.76 7,858,560
PIMCO ETF TR 0-5 HIGH YIELD 138,813 7,292 5.54 1,363,314
ISHARES TR RUSSELL 2000 ETF 133,079 6,434 5.08 1,091,083
SPDR SERIES TRUST DJ REIT ETF 121,517 2,631 2.21 1,353,048
ISHARES TR IBOXX INV CP ETF 111,295 65,796 144.61 935,643
FLEXSHARES TR IBOXX 5YR TRGT 108,509 108,509 New 4,342,099
SELECT SECTOR SPDR TR SBI INT-FINL 107,360 2,274 2.16 4,410,863
ISHARES EAFE SML CP ETF 93,577 9,247 10.97 1,804,422
DBX ETF TR XTRAK MSCI EAFE 91,573 91,573 New 2,990,614
SCHWAB STRATEGIC TR US SML CAP ETF 87,466 2,526 2.97 1,535,841
SCHWAB STRATEGIC TR US REIT ETF 80,970 261 .32 2,100,936
ISHARES TR CHINA LG-CAP ETF 68,328 68,328 New 1,319,065
ISHARES 3-7 YR TR BD ETF 64,088 -32,277 (33.49) 519,478
SPDR SERIES TRUST S&P SEMICNDCTR 58,390 740 1.28 674,332