CETERA ADVISOR NETWORKS LLC Information

200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, California, 90245, (310) 326-3100

Report Date: 09/30/2014

Position Statistics

Total Positions 880
New Positions 82
Increased Positions 462
Decreased Positions 382
Positions with Activity 844
Sold Out Positions 60
Total Mkt Value (in $ millions) 1,519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.26%
Capital Goods 1.87%
Conglomerates 0.04%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 5.54%
Energy 6.18%
Financial 53.7%
Healthcare 5.56%
Services 9.41%
Technology 7.79%
Transportation 1.18%
Utilities 4.21%

880 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 38,776 -904 (2.28) 342,843
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 38,392 -1,919 (4.76) 472,924
EXXON MOBIL CORP COM 33,191 1,085 3.38 361,719
CHEVRON CORP NEW COM 32,986 418 1.28 302,954
ISHARES TR USA MIN VOL ETF 30,281 -2,883 (8.69) 729,314
PROCTER & GAMBLE CO COM 28,194 -596 (2.07) 314,740
SPDR S&P 500 ETF TR TR UNIT 25,212 -1,806 (6.68) 122,718
REALTY INCOME CORP COM 24,574 1,090 4.64 449,082
ISHARES TR RUS 1000 VAL ETF 23,407 869 3.86 225,412
BERKSHIRE HATHAWAY INC DEL CL B NEW 22,499 -2,923 (11.5) 150,291
JOHNSON & JOHNSON COM 22,097 -1,931 (8.04) 216,088
POWERSHARES ETF TRUST FTSE RAFI 1000 21,915 -533 (2.38) 241,041
MICROSOFT CORP COM 20,860 -1,298 (5.86) 443,735
ISHARES TR RUS MDCP VAL ETF 19,160 -595 (3.01) 256,976
GENERAL ELECTRIC CO COM 16,782 -1,086 (6.08) 682,453
ISHARES TR CORE S&P500 ETF 15,973 912 6.06 77,189
AT&T INC COM 15,662 1,615 11.49 472,043
ISHARES TR MSCI EAFE ETF 14,190 690 5.11 228,134
ISHARES TR RUS 1000 GRW ETF 13,464 312 2.37 139,509
POWERSHARES QQQ TRUST UNIT SER 1 12,749 5,080 66.23 122,423