CAXTON CORP Information

731 ALEXANDER ROAD, PRINCETON, New Jersey, 08540, (609) 419-1800

Report Date: 09/30/2014

Position Statistics

Total Positions 4
New Positions 0
Increased Positions 2
Decreased Positions 1
Positions with Activity 3
Sold Out Positions 0
Total Mkt Value (in $ millions) 98

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 95.61%
Services
Technology
Transportation
Utilities

4 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYNTA PHARMACEUTICALS CORP COM 93,604 939 1.01 30,194,898
CELATOR PHARMACEUTICALS INC COM 4,156 New 2,246,469
COVIDIEN PLC SHS 435 -218 (33.34) 4,381
AGILE THERAPEUTICS INC COM 162 15 10.05 27,415