CAXTON CORP Information

731 ALEXANDER ROAD, PRINCETON, New Jersey, 08540, (609) 419-1800

Report Date: 12/31/2015

Position Statistics

Total Positions 22
New Positions 5
Increased Positions 8
Decreased Positions 11
Positions with Activity 19
Sold Out Positions 4
Total Mkt Value (in $ millions) 47

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.31%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 6.36%
Healthcare 18.77%
Services
Technology
Transportation
Utilities

22 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CELATOR PHARMACEUTICALS INC COM 33,854 New 2,246,469
SYNTA PHARMACEUTICALS CORP COM 8,679 -6,149 (41.47) 21,696,894
AMERICAN CAP LTD COM 1,084 -78 (6.71) 68,621
NUVEEN SR INCOME FD COM 436 11 2.62 72,363
PIONEER FLOATING RATE TR COM 335 -34 (9.3) 29,603
BLACKROCK FLOAT RATE OME STRAT COM 295 -21 (6.71) 22,285
NUVEEN FLTNG RTE INCM OPP FD COM SHS 268 -19 (6.71) 26,314
PRONAI THERAPEUTICS INC COM 256 New 45,719
BERKSHIRE HATHAWAY INC DEL CL B NEW 225 225 New 1,546
STELLUS CAP INVT CORP COM 221 2 1.06 21,380
MEDLEY MGMT INC CL A COM 215 -15 (6.71) 32,893
CIDARA THERAPEUTICS INC COM 171 171 New 12,812
ARBUTUS BIOPHARMA CORP COM 147 147 New 29,762
CM FIN INC COM 137 3 2.47 15,020
AGILE THERAPEUTICS INC COM 133 New 23,035
AMERICAN CAP SR FLOATING LTD COM 130 130 New 13,157
MEDLEY CAP CORP COM 114 -84 (42.61) 16,693
ASSEMBLY BIOSCIENCES INC COM 109 109 New 18,101
EATON VANCE SR INCOME TR SH BEN INT -311 Sold Out 0
FIFTH STREET FINANCE CORP COM -86 Sold Out 0


Create your free portfolio