CAXTON CORP Information

731 ALEXANDER ROAD, PRINCETON, New Jersey, 08540, (609) 419-1800

Report Date: 12/31/2013

Position Statistics

Total Positions 3
New Positions 1
Increased Positions 2
Decreased Positions 1
Positions with Activity 3
Sold Out Positions 0
Total Mkt Value (in $ millions) 120

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.09%
Healthcare 94.67%
Services
Technology
Transportation
Utilities

3 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYNTA PHARMACEUTICALS CORP COM 113,708 19,880 21.19 28,641,849
CELATOR PHARMACEUTICALS INC COM 6,290 6,290 New 2,246,469
HALLMARK FINL SVCS INC EC COM NEW 109 -68 (38.68) 13,445