CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 06/30/2014

Position Statistics

Total Positions 264
New Positions 14
Increased Positions 83
Decreased Positions 104
Positions with Activity 187
Sold Out Positions 11
Total Mkt Value (in $ millions) 449

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 8.37%
Conglomerates 0.42%
Consumer Cyclical 2.14%
Consumer/Non-Cyclical 4.01%
Energy 12.66%
Financial 11.3%
Healthcare 11.66%
Services 13.86%
Technology 14.42%
Transportation 3.96%
Utilities 8.08%

264 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN EAGLE OUTFITTERS NEW COM -195 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -172 Sold Out 0
GOOGLE INC CL A -142 Sold Out 0
GOOGLE INC CL C -140 Sold Out 0
MARATHON HLDG CORP COM New 10,000
PENN WEST PETE LTD NEW COM -76 Sold Out 0
ROSS STORES INC COM -419 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -245 Sold Out 0
TIME INC NEW COM -29 Sold Out 0
TRINITY INDS INC COM -310 Sold Out 0
VANGUARD MONEY MKT RESVS INC PRIME PORTFLIO 124.03 74,670
VANGUARD TRUSTEES EQUITY FD INTL VALUE FD -317 Sold Out 0
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES -260 Sold Out 0
ATHERSYS INC COM 14 New 10,000
SIRIUS XM HLDGS INC COM 53 New 15,000
VANGUARD MUN BD FD INC LT TXEX ADMRL 149 New 12,810
INTERSIL CORP CL A 169 New 11,720
PUBLIC SVC ENTERPRISE GROUP COM 191 New 5,260
INCOME FD AMER INC CL A 205 -15 (6.75) 9,372
STRYKER CORP COM 209 New 2,518