CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 06/30/2015

Position Statistics

Total Positions 255
New Positions 7
Increased Positions 52
Decreased Positions 127
Positions with Activity 179
Sold Out Positions 11
Total Mkt Value (in $ millions) 391

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.02%
Capital Goods 7.61%
Conglomerates 0.46%
Consumer Cyclical 2.32%
Consumer/Non-Cyclical 4.58%
Energy 6.86%
Financial 13.47%
Healthcare 12.93%
Services 17.49%
Technology 15.23%
Transportation 3.24%
Utilities 6.38%

255 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AGL RES INC COM -255 Sold Out 0
BLACK HILLS CORP COM -164 Sold Out 0
CARE CAP PPTYS INC COM -32 Sold Out 0
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN -180 Sold Out 0
FIDELITY CONCORD STR TR SP 500 IDX INV -330 Sold Out 0
HEALTHCARE RLTY TR COM -192 Sold Out 0
MARATHON HLDG CORP COM New 10,000
MARKET VECTORS ETF TR BIOTECH ETF -219 Sold Out 0
ROWE T PRICE INDEX TR INC EQUITY INDEX -367 Sold Out 0
SPDR SERIES TRUST DJ REIT ETF -190 Sold Out 0
TALEN ENERGY CORP COM -21 Sold Out 0
VANGUARD MONEY MKT RESVS INC PRIME PORTFLIO New 33,331
VENTAS INC COM -217 Sold Out 0
ATHERSYS INC COM 11 New 10,000
SIRIUS XM HLDGS INC COM 57 New 15,000
FRANKLIN CUSTODIAN FDS INC INCOME FD CL C 57 57 New 26,264
FIDELITY CAP & INCOME FD SH BEN INT 107 1 .85 11,206
CANADIAN OIL SANDS LTD COM 112 -2 (1.38) 22,951
VANGUARD MUN BD FD INC LT TXEX ADMRL 148 New 12,810
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 167 2 1.46 6,199