CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2015

Position Statistics

Total Positions 257
New Positions 15
Increased Positions 64
Decreased Positions 113
Positions with Activity 177
Sold Out Positions 12
Total Mkt Value (in $ millions) 436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.45%
Capital Goods 7.92%
Conglomerates 0.46%
Consumer Cyclical 2.14%
Consumer/Non-Cyclical 4.65%
Energy 8.11%
Financial 12.55%
Healthcare 12.8%
Services 16.23%
Technology 15.39%
Transportation 3.72%
Utilities 7.14%

257 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCE RES PARTNER L P UT LTD PART -298 Sold Out 0
ALPHA NAT RES INC COM -11 Sold Out 0
ALTRIA GROUP INC COM -250 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -143 Sold Out 0
GENESIS ENERGY L P UNIT LTD PARTN -286 Sold Out 0
MARATHON HLDG CORP COM New 10,000
PROSHARES TR PSHS SHRT S&P500 -199 Sold Out 0
PUBLIC SVC ENTERPRISE GROUP COM -224 Sold Out 0
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN -201 Sold Out 0
SUNOCO LOGISTICS PRTNRS L P COM UNITS -291 Sold Out 0
UNITED PARCEL SERVICE INC CL B -187 Sold Out 0
VANGUARD MONEY MKT RESVS INC PRIME PORTFLIO (55.36) 33,331
WAL-MART STORES INC COM -187 Sold Out 0
WESTERN DIGITAL CORP COM -187 Sold Out 0
ATHERSYS INC COM 13 New 10,000
SIRIUS XM HLDGS INC COM 58 New 15,000
FIDELITY CAP & INCOME FD SH BEN INT 111 111 New 11,112
VANGUARD MUN BD FD INC LT TXEX ADMRL 149 New 12,810
SPDR SERIES TRUST DJ REIT ETF 200 200 New 2,275
MCCORMICK & CO INC COM NON VTG 202 202 New 2,664