CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2014

Position Statistics

Total Positions 256
New Positions 12
Increased Positions 65
Decreased Positions 112
Positions with Activity 177
Sold Out Positions 8
Total Mkt Value (in $ millions) 418

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 8.98%
Conglomerates 0.42%
Consumer Cyclical 2.09%
Consumer/Non-Cyclical 4.1%
Energy 12.16%
Financial 11.66%
Healthcare 11.97%
Services 13.77%
Technology 14.08%
Transportation 3.9%
Utilities 7.83%

256 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 2,847 -35 (1.21) 20,814
ABBOTT LABS COM 1,289 -8 (0.59) 33,598
ABBVIE INC COM 2,019 -108 (5.08) 41,954
ACCESS MIDSTREAM PARTNERS L P UNIT 436 10 2.40 7,470
AFLAC INC COM 1,070 196 22.42 17,090
AGL RES INC COM 227 New 4,350
ALLIANCE RES PARTNER L P UT LTD PART 700 -8 (1.2) 8,242
ALTERA CORP COM 531 122 29.75 15,615
AMERICAN BALANCED FD CL A 279 New 11,364
AMERICAN EAGLE OUTFITTERS NEW COM 157 New 13,930
AMERICAN ELEC PWR INC COM 1,245 113 9.97 23,707
AMERICAN MIDSTREAM PARTNERS LP COM UNITS 343 New 12,800
AMERIGAS PARTNERS L P UNIT L P INT 284 New 6,440
AMGEN INC COM 1,052 -12 (1.09) 9,101
ANALOG DEVICES INC COM 365 -95 (20.62) 7,005
APPLE INC COM 12,392 24 .20 23,877
ASTRAZENECA PLC SPONSORED ADR 1,077 -135 (11.16) 16,955
AT&T INC COM 2,816 -357 (11.25) 78,014
ATHERSYS INC COM 26 New 10,000
ATMI INC COM 815 -40 (4.65) 24,000