CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2013

Position Statistics:

Total Positions 226
New Positions 15
Increased Positions 92
Decreased Positions 73
Positions with Activity 165
Sold Out Positions 3
Total Mkt Value
(in $ millions)
370

Sector Weighting

Basic Materials 3.79%
Capital Goods 8.2%
Conglomerates 0.39%
Consumer Cyclical 1.83%
Consumer/Non-Cyclical 4.39%
Energy 12.27%
Financial 11.72%
Healthcare 12.84%
Services 15.22%
Technology 12.26%
Transportation 3.85%
Utilities 7.55%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

226 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 2,608 79 3.11 23,412
ABBOTT LABS COM 1,374 -37 (2.59) 37,563
ABBVIE INC COM 2,079 260 14.29 44,073
AFLAC INC COM 699 -4 (0.55) 12,660
ALCOA INC COM 111 New 12,943
ALLIANCE RES PARTNER L P UT LTD PART 635 New 8,514
AMERICAN BALANCED FD CL A 260 New 11,364
AMERICAN EAGLE OUTFITTERS NEW COM 314 New 15,680
AMERICAN ELEC PWR INC COM 1,149 New 23,144
AMGEN INC COM 790 238 43.15 7,481
ANALOG DEVICES INC COM 487 -42 (8) 10,355
APPLE INC COM 9,962 -174 (1.72) 22,993
AT&T INC COM 3,191 -5 (0.16) 85,217
ATHERSYS INC COM 19 New 10,000
BARRICK GOLD CORP COM 127 127 New 6,840
BAXTER INTL INC COM 5,302 -78 (1.46) 72,688
BB&T CORP COM 5,431 116 2.19 166,854
BECTON DICKINSON & CO COM 5,048 -71 (1.39) 49,597
BERKSHIRE HATHAWAY INC DEL CL B NEW 756 New 6,690
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 1,315 -3 (0.24) 42,142

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