CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2014

Position Statistics

Total Positions 256
New Positions 12
Increased Positions 65
Decreased Positions 112
Positions with Activity 177
Sold Out Positions 8
Total Mkt Value (in $ millions) 419

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 9.04%
Conglomerates 0.43%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 4.11%
Energy 12.2%
Financial 11.56%
Healthcare 11.97%
Services 13.75%
Technology 14.07%
Transportation 3.93%
Utilities 7.81%

256 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS 500 PORTFOLIO 549 -6 (1.05) 3,193
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES 238 New 2,402
TEVA PHARMACEUTICAL INDS LTD ADR 1,512 -171 (10.14) 29,739
ROWE T PRICE SMALL-CAP VAL FD CAP STK 948 -35 (3.55) 18,852
AMERICAN BALANCED FD CL A 279 New 11,364
BROADCOM CORP CL A 385 -9 (2.22) 12,790
CENTRAL FD CDA LTD CL A 630 44 7.48 45,700
COMCAST CORP NEW CL A 401 New 8,171
GOOGLE INC CL A 131 New 242
GROWTH FD AMER INC CL A 250 -15 (5.64) 5,840
INCOME FD AMER INC CL A 212 New 10,050
INTERSIL CORP CL A 143 143 New 11,720
MASTERCARD INC CL A 3,166 -184 (5.49) 42,710
NIKE INC CL B 4,470 -74 (1.64) 60,375
BERKSHIRE HATHAWAY INC DEL CL B NEW 843 New 6,630
GOOGLE INC CL C 130 New 242
3M CO COM 2,867 -35 (1.21) 20,814
ABBOTT LABS COM 1,308 -8 (0.59) 33,598
ABBVIE INC COM 2,037 -109 (5.08) 41,954
AFLAC INC COM 1,078 197 22.42 17,090