CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2016

Position Statistics

Total Positions 240
New Positions 11
Increased Positions 84
Decreased Positions 79
Positions with Activity 163
Sold Out Positions 12
Total Mkt Value (in $ millions) 396

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.13%
Capital Goods 6.52%
Conglomerates 0.32%
Consumer Cyclical 3.76%
Consumer/Non-Cyclical 5.52%
Energy 6.11%
Financial 12.87%
Healthcare 14.25%
Services 18.03%
Technology 13.47%
Transportation 3.01%
Utilities 6.32%

240 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
BROADCOM LTD SHS -906 Sold Out 0
QUALCOMM INC COM 1,128 -532 (32.07) 22,324
PROSHARES TR PSHS SHRT S&P500 -370 Sold Out 0
CELESTICA INC SUB VTG SHS -309 Sold Out 0
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 990 -291 (22.69) 43,177
PPG INDS INC COM -253 Sold Out 0
MPLX LP COM UNIT REP LTD -232 Sold Out 0
TEXTRON INC COM -226 Sold Out 0
ZOETIS INC CL A -220 Sold Out 0
LILLY ELI & CO COM 578 -207 (26.38) 7,648
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 849 -203 (19.28) 23,951
WILLIAMS COS INC DEL COM -165 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -163 Sold Out 0
BRISTOL MYERS SQUIBB CO COM 3,786 -153 (3.89) 52,446
GLAXOSMITHKLINE PLC SPONSORED ADR 815 -115 (12.35) 18,990
ANTHEM INC COM 5,409 -115 (2.08) 38,426
VENTAS INC COM 208 -112 (34.92) 3,354
KINDER MORGAN INC DEL COM 1,586 -101 (6.02) 89,279
CENTURYLINK INC COM 505 -83 (14.1) 16,332
ASTRAZENECA PLC SPONSORED ADR 1,035 -81 (7.27) 35,740