CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 06/30/2014

Position Statistics

Total Positions 264
New Positions 14
Increased Positions 83
Decreased Positions 104
Positions with Activity 187
Sold Out Positions 11
Total Mkt Value (in $ millions) 451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.66%
Capital Goods 8.25%
Conglomerates 0.42%
Consumer Cyclical 2.15%
Consumer/Non-Cyclical 4.03%
Energy 12.19%
Financial 11.42%
Healthcare 11.79%
Services 13.98%
Technology 14.45%
Transportation 4.11%
Utilities 8.13%

264 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
APPLE INC COM 16,116 -758 (4.49) 159,632
DISNEY WALT CO COM DISNEY 9,291 -480 (4.91) 102,677
ROSS STORES INC COM -426 Sold Out 0
CVS HEALTH CORP COM 11,770 -349 (2.88) 144,651
TRINITY INDS INC COM -322 Sold Out 0
VANGUARD TRUSTEES EQUITY FD INTL VALUE FD -312 Sold Out 0
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES -264 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -248 Sold Out 0
INTERNATIONAL BUSINESS MACHS COM 6,476 -217 (3.25) 33,383
AMERICAN EAGLE OUTFITTERS NEW COM -201 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -171 Sold Out 0
UNION PAC CORP COM 10,320 -170 (1.62) 94,366
MASTERCARD INC CL A 3,150 -151 (4.58) 40,755
GOOGLE INC CL A -147 Sold Out 0
GOOGLE INC CL C -144 Sold Out 0
HARBOR FD INTL FD INSTL 4,739 -144 (2.95) 66,553
LOCKHEED MARTIN CORP COM 5,810 -123 (2.07) 32,146
NATIONAL OILWELL VARCO INC COM 6,980 -122 (1.72) 87,003
PFIZER INC COM 6,806 -122 (1.76) 223,876
WELLS FARGO & CO NEW COM 6,194 -107 (1.69) 116,088