CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 06/30/2014

Position Statistics

Total Positions 263
New Positions 14
Increased Positions 83
Decreased Positions 103
Positions with Activity 186
Sold Out Positions 11
Total Mkt Value (in $ millions) 445

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.57%
Capital Goods 8.41%
Conglomerates 0.43%
Consumer Cyclical 2.13%
Consumer/Non-Cyclical 3.96%
Energy 13.09%
Financial 11.33%
Healthcare 11.71%
Services 13.59%
Technology 14.38%
Transportation 3.89%
Utilities 8.05%

263 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
APPLE INC COM 15,807 -743 (4.49) 159,632
DISNEY WALT CO COM DISNEY 8,948 -462 (4.91) 102,677
ROSS STORES INC COM -361 Sold Out 0
CVS CAREMARK CORPORATION COM 11,338 -336 (2.88) 144,651
VANGUARD TRUSTEES EQUITY FD INTL VALUE FD -323 Sold Out 0
TRINITY INDS INC COM -288 Sold Out 0
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES -255 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -247 Sold Out 0
INTERNATIONAL BUSINESS MACHS COM 6,536 -219 (3.25) 33,383
BARCLAYS BK PLC IPATH S&P MT ETN -172 Sold Out 0
UNION PAC CORP COM 9,497 -156 (1.62) 94,366
MASTERCARD INC CL A 3,105 -149 (4.58) 40,755
HARBOR FD INTL FD INSTL 4,872 -148 (2.95) 66,553
GOOGLE INC CL A -145 Sold Out 0
AMERICAN EAGLE OUTFITTERS NEW COM -143 Sold Out 0
GOOGLE INC CL C -143 Sold Out 0
NATIONAL OILWELL VARCO INC COM 7,369 -129 (1.72) 87,003
PFIZER INC COM 6,739 -121 (1.76) 223,876
LOCKHEED MARTIN CORP COM 5,465 -116 (2.07) 32,146
WELLS FARGO & CO NEW COM 5,990 -103 (1.69) 116,088