CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2014

Position Statistics

Total Positions 257
New Positions 12
Increased Positions 65
Decreased Positions 112
Positions with Activity 177
Sold Out Positions 8
Total Mkt Value (in $ millions) 442

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.42%
Capital Goods 8.59%
Conglomerates 0.43%
Consumer Cyclical 2.12%
Consumer/Non-Cyclical 3.99%
Energy 12.73%
Financial 11.57%
Healthcare 11.96%
Services 13.65%
Technology 14.33%
Transportation 4%
Utilities 7.64%

257 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 1,406 New 16,798
ABBOTT LABS COM 1,387 -8 (0.59) 33,598
PLUM CREEK TIMBER CO INC COM 1,373 -13 (0.96) 30,952
XYLEM INC COM 1,354 New 36,065
JOHNSON CTLS INC COM 1,351 145 11.99 26,628
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 1,339 103 8.34 23,645
AMERICAN ELEC PWR INC COM 1,297 118 9.97 23,707
ASTRAZENECA PLC SPONSORED ADR 1,272 -160 (11.16) 16,955
VANGUARD/WELLINGTON FD INC COM 1,265 -1 (0.08) 31,623
PENTAIR PLC SHS 1,218 -111 (8.34) 17,160
GLAXOSMITHKLINE PLC SPONSORED ADR 1,174 -23 (1.96) 21,800
SUNTRUST BKS INC COM 1,142 -45 (3.77) 28,648
AMGEN INC COM 1,088 -12 (1.09) 9,101
GENESIS ENERGY L P UNIT LTD PARTN 1,087 30 2.89 19,960
AFLAC INC COM 1,075 197 22.42 17,090
CANADIAN OIL SANDS LTD COM 1,048 -11 (1) 47,481
ILLINOIS TOOL WKS INC COM 1,030 -43 (4.04) 11,873
TARGA RESOURCES PARTNERS LP COM UNIT 1,002 66 7.00 14,680
ROWE T PRICE SMALL-CAP VAL FD CAP STK 965 -35 (3.55) 18,852
ISHARES RUSSELL 3000 ETF 926 138 17.44 7,874