CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 09/30/2014

Position Statistics

Total Positions 264
New Positions 10
Increased Positions 48
Decreased Positions 128
Positions with Activity 176
Sold Out Positions 19
Total Mkt Value (in $ millions) 444

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.44%
Capital Goods 8.18%
Conglomerates 0.42%
Consumer Cyclical 2.1%
Consumer/Non-Cyclical 4.36%
Energy 9.94%
Financial 11.89%
Healthcare 12.3%
Services 14.78%
Technology 15.13%
Transportation 4.43%
Utilities 7.85%

264 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM 1,510 -27 (1.73) 33,018
AMERICAN ELEC PWR INC COM 1,448 -59 (3.89) 24,087
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 1,437 -7 (0.47) 16,788
XYLEM INC COM 1,396 New 36,065
FIDELITY PURITAN TR LOW PRICE STK 1,356 -31 (2.26) 26,923
JOHNSON CTLS INC COM 1,346 New 27,628
VANGUARD/WELLINGTON FD INC COM 1,335 New 32,438
PLUM CREEK TIMBER CO INC COM 1,325 -11 (0.81) 30,682
AMGEN INC COM 1,292 -107 (7.66) 8,201
TC PIPELINES LP UT COM LTD PRT 1,248 New 17,395
SUNTRUST BKS INC COM 1,221 New 28,648
ASTRAZENECA PLC SPONSORED ADR 1,185 New 16,880
ILLINOIS TOOL WKS INC COM 1,066 -105 (9.01) 10,963
PENTAIR PLC SHS 1,025 -103 (9.15) 15,276
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,006 New 6,630
CRACKER BARREL OLD CTRY STORE COM 1,004 New 7,290
DARDEN RESTAURANTS INC COM 986 New 16,848
ISHARES TR RUSSELL 3000 ETF 982 -25 (2.46) 7,924
TEXAS INSTRS INC COM 961 -14 (1.43) 17,535
GLAXOSMITHKLINE PLC SPONSORED ADR 953 New 22,295