CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 09/30/2014

Position Statistics

Total Positions 264
New Positions 10
Increased Positions 48
Decreased Positions 128
Positions with Activity 176
Sold Out Positions 19
Total Mkt Value (in $ millions) 440

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.41%
Capital Goods 8.14%
Conglomerates 0.42%
Consumer Cyclical 2.1%
Consumer/Non-Cyclical 4.32%
Energy 9.97%
Financial 11.88%
Healthcare 12.61%
Services 14.69%
Technology 15.04%
Transportation 4.39%
Utilities 7.81%

264 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 2,632 New 44,176
NOBLE CORP PLC SHS USD 2,535 -5 (0.18) 136,074
KENNAMETAL INC COM 2,524 New 71,509
DEVON ENERGY CORP NEW COM 2,462 -414 (14.39) 40,160
FLUOR CORP NEW COM 2,437 -2 (0.08) 40,691
EMERSON ELEC CO COM 2,369 -172 (6.76) 38,001
VANGUARD/WINDSOR FD INC WINDSOR II INV 2,305 189 8.91 61,462
FIDELITY CONTRAFUND INC COM 2,198 100 4.76 22,269
UNITED TECHNOLOGIES CORP COM 2,195 -170 (7.21) 18,991
ENBRIDGE ENERGY PARTNERS L P COM 2,170 -77 (3.43) 56,369
SOUTHERN CO COM 2,158 New 44,026
BUCKEYE PARTNERS L P UNIT LTD PARTN 2,008 -115 (5.42) 26,805
PNC FINL SVCS GROUP INC COM 1,940 -14 (0.7) 21,156
TYCO INTL PLC SHS 1,828 -4 (0.24) 42,350
STANLEY BLACK & DECKER INC COM 1,821 -2 (0.11) 18,788
NORFOLK SOUTHERN CORP COM 1,730 -11 (0.63) 15,865
TEVA PHARMACEUTICAL INDS LTD ADR 1,715 New 29,564
DOVER CORP COM 1,681 -133 (7.33) 22,813
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 1,563 New 24,815
ABBOTT LABS COM 1,520 -27 (1.73) 33,018