CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 12/31/2014

Position Statistics

Total Positions 261
New Positions 18
Increased Positions 68
Decreased Positions 125
Positions with Activity 193
Sold Out Positions 18
Total Mkt Value (in $ millions) 430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.4%
Capital Goods 7.99%
Conglomerates 0.48%
Consumer Cyclical 2.16%
Consumer/Non-Cyclical 4.74%
Energy 8.05%
Financial 12.61%
Healthcare 13.01%
Services 16.16%
Technology 15.05%
Transportation 3.89%
Utilities 7.11%

261 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VISA INC COM CL A 325 New 4,960
ZOETIS INC CL A 317 317 New 6,865
UNITEDHEALTH GROUP INC COM 314 New 2,660
WESTAR ENERGY INC COM 313 -9 (2.72) 8,213
DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 310 45 17.17 8,325
EQUITY RESIDENTIAL SH BEN INT 307 New 3,909
GROWTH FD AMER INC CL A 305 57 22.71 6,921
ISHARES TR RUSSELL 2000 ETF 303 New 2,460
DUPONT FABROS TECHNOLOGY INC COM 302 302 New 9,325
SPDR SERIES TRUST S&P BIOTECH 301 301 New 1,370
TECO ENERGY INC COM 297 19 6.93 15,435
AMERICAN BALANCED FD CL A 293 12 4.32 11,855
SELECT SECTOR SPDR TR SBI INT-UTILS 292 -7 (2.49) 6,645
VANGUARD FIXED INCOME SECS FD INTER TM TREAS 289 10 3.63 25,137
PERMIAN BASIN RTY TR UNIT BEN INT 288 -66 (18.55) 35,421
VENTAS INC COM 288 288 New 3,984
BIOMARIN PHARMACEUTICAL INC COM 287 287 New 2,225
ALLIANCE RES PARTNER L P UT LTD PART 282 -257 (47.7) 8,804
TEXTRON INC COM 280 280 New 6,340
ROWE T PRICE DIVID GROWTH FD COM 279 279 New 7,662