CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 06/30/2014

Position Statistics

Total Positions 264
New Positions 14
Increased Positions 83
Decreased Positions 104
Positions with Activity 187
Sold Out Positions 11
Total Mkt Value (in $ millions) 449

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.56%
Capital Goods 8.36%
Conglomerates 0.42%
Consumer Cyclical 2.14%
Consumer/Non-Cyclical 4.01%
Energy 12.68%
Financial 11.28%
Healthcare 11.62%
Services 13.86%
Technology 14.42%
Transportation 3.96%
Utilities 8.13%

11 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN EAGLE OUTFITTERS NEW COM -198 Sold Out 0
BARCLAYS BK PLC IPATH S&P MT ETN -173 Sold Out 0
GOOGLE INC CL A -141 Sold Out 0
GOOGLE INC CL C -138 Sold Out 0
PENN WEST PETE LTD NEW COM -79 Sold Out 0
ROSS STORES INC COM -424 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -246 Sold Out 0
TIME INC NEW COM -29 Sold Out 0
TRINITY INDS INC COM -312 Sold Out 0
VANGUARD TRUSTEES EQUITY FD INTL VALUE FD -318 Sold Out 0
VANGUARD/PRIMECAP FD INC ADMIRAL SHARES -260 Sold Out 0