CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2014

Position Statistics

Total Positions 256
New Positions 12
Increased Positions 65
Decreased Positions 112
Positions with Activity 177
Sold Out Positions 8
Total Mkt Value (in $ millions) 419

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 9.04%
Conglomerates 0.43%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 4.11%
Energy 12.2%
Financial 11.56%
Healthcare 11.97%
Services 13.75%
Technology 14.07%
Transportation 3.93%
Utilities 7.81%

65 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 12,534 25 .20 23,877
MICROSOFT CORP COM 6,551 89 1.37 163,736
DU PONT E I DE NEMOURS & CO COM 6,297 331 5.54 94,016
ENTERPRISE PRODS PARTNERS L P COM 6,019 14 .23 82,512
WELLS FARGO & CO NEW COM 5,778 86 1.52 118,086
QUALCOMM INC COM 5,722 169 3.04 70,369
LOWES COS INC COM 5,638 104 1.88 120,467
BAXTER INTL INC COM 5,626 59 1.07 77,270
SCHLUMBERGER LTD COM 5,620 19 .35 56,254
CHEVRON CORP NEW COM 5,418 28 .52 43,807
INTEL CORP COM 4,930 35 .72 182,338
CISCO SYS INC COM 4,291 153 3.70 184,895
ORACLE CORP COM 4,269 157 3.83 106,512
NOBLE CORP PLC SHS USD 4,185 26 .62 137,833
ONEOK PARTNERS LP UNIT LTD PARTN 3,598 88 2.52 63,450
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 3,593 323 9.88 46,364
KENNAMETAL INC COM 3,303 93 2.90 71,609
DEVON ENERGY CORP NEW COM 2,909 6 .22 41,145
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 2,909 126 4.51 50,953
DOVER CORP COM 2,104 77 3.82 24,618