CATAWBA CAPITAL MANAGEMENT /VA Information

PO BOX 1180, ROANOKE, Virginia, 24006, (540) 342-1212

Report Date: 03/31/2014

Position Statistics

Total Positions 256
New Positions 12
Increased Positions 65
Decreased Positions 112
Positions with Activity 177
Sold Out Positions 8
Total Mkt Value (in $ millions) 420

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.59%
Capital Goods 9.03%
Conglomerates 0.43%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 4.04%
Energy 12.29%
Financial 11.58%
Healthcare 12.06%
Services 13.68%
Technology 14.03%
Transportation 3.93%
Utilities 7.77%

177 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 12,529 25 .20 23,877
CVS CAREMARK CORPORATION COM 10,886 -186 (1.68) 148,943
UNION PAC CORP COM 9,203 -601 (6.13) 47,959
DISNEY WALT CO COM DISNEY 8,586 -351 (3.93) 107,976
NATIONAL OILWELL VARCO INC COM 7,317 -23 (0.32) 88,528
PFIZER INC COM 7,046 -111 (1.56) 227,888
INTERNATIONAL BUSINESS MACHS COM 6,615 -52 (0.79) 34,504
MICROSOFT CORP COM 6,499 88 1.37 163,736
JOHNSON & JOHNSON COM 6,345 -4 (0.07) 63,314
DU PONT E I DE NEMOURS & CO COM 6,331 332 5.54 94,016
BB&T CORP COM 6,226 -167 (2.62) 163,625
ENTERPRISE PRODS PARTNERS L P COM 6,036 14 .23 82,512
WELLS FARGO & CO NEW COM 5,856 87 1.52 118,086
SCHLUMBERGER LTD COM 5,750 20 .35 56,254
PROCTER & GAMBLE CO COM 5,745 -30 (0.52) 71,485
QUALCOMM INC COM 5,679 167 3.04 70,369
BECTON DICKINSON & CO COM 5,649 -31 (0.55) 49,685
TARGET CORP COM 5,612 -38 (0.67) 92,391
BAXTER INTL INC COM 5,582 59 1.07 77,270
LOWES COS INC COM 5,568 103 1.88 120,467