CATALYST CAPITAL ADVISORS LLC Information

22 HIGH STREET, HUNTINGTON, New York, 11743, (631) 629-4909

Report Date: 12/31/2013

Position Statistics

Total Positions 355
New Positions 90
Increased Positions 177
Decreased Positions 127
Positions with Activity 304
Sold Out Positions 102
Total Mkt Value (in $ millions) 311

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.9%
Capital Goods 6.49%
Conglomerates 1.37%
Consumer Cyclical 4.95%
Consumer/Non-Cyclical 6.89%
Energy 14.18%
Financial 8.16%
Healthcare 12.21%
Services 16.04%
Technology 14.23%
Transportation 1.15%
Utilities 5.3%

102 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN INTL GROUP INC COM NEW -725 Sold Out 0
APACHE CORP COM -1,664 Sold Out 0
API TECHNOLOGIES CORP COM NEW -106 Sold Out 0
APPLIED MATLS INC COM -190 Sold Out 0
AVON PRODS INC COM -636 Sold Out 0
BALLANTYNE STRONG INC COM -94 Sold Out 0
BARCLAYS BK PLC US TRES STEEP -133 Sold Out 0
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN -1,509 Sold Out 0
CALLON PETE CO DEL COM -714 Sold Out 0
CONCHO RES INC COM -1,238 Sold Out 0
CONTANGO OIL & GAS COMPANY COM NEW -259 Sold Out 0
COOPER TIRE & RUBR CO COM -156 Sold Out 0
CRANE CO COM -568 Sold Out 0
CYCLACEL PHARMACEUTICALS INC COM NEW -485 Sold Out 0
DIGITAL RIV INC COM -146 Sold Out 0
DOLLAR TREE INC COM -558 Sold Out 0
EDWARDS LIFESCIENCES CORP COM -1,389 Sold Out 0
ELAN PLC ADR -819 Sold Out 0
EMERGE ENERGY SVCS LP COM REP PARTN -2,588 Sold Out 0
EMERSON ELEC CO COM -1,288 Sold Out 0