CASTLE CREEK CAPITAL PARTNERS IV, LP Information

6051 EL TORDO P O BOX 1329, RANCHO SANTA FE, California, 92067, (858) 756-8300

Report Date: 12/31/2014

Position Statistics

Total Positions 11
New Positions 0
Increased Positions 3
Decreased Positions 0
Positions with Activity 3
Sold Out Positions 0
Total Mkt Value (in $ millions) 256

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 57.49%
Healthcare
Services
Technology
Transportation
Utilities

11 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST NBC BK HLDG CO COM 59,513 New 1,839,099
SQUARE 1 FINL INC CL A 49,332 New 1,898,842
FIRST MERCHANTS CORP COM 32,428 New 1,394,747
HERITAGE OAKS BANCORP COM 27,456 6,945 33.86 3,323,941
GUARANTY BANCORP DEL COM NEW 24,021 New 1,429,849
FIRST BANCORP N C COM 16,751 New 963,794
HERITAGE COMMERCE CORP COM 11,670 New 1,308,300
COLUMBIA BKG SYS INC COM 10,753 3,411 46.47 377,418
MBT FINL CORP COM 10,527 New 1,876,423
WASHINGTONFIRST BANKSHARES INC COM 7,023 424 6.42 414,337
EASTERN VA BANKSHARES INC COM 6,580 New 1,061,225