CASTLE CREEK CAPITAL PARTNERS IV, LP Information

6051 EL TORDO P O BOX 1329, RANCHO SANTA FE, California, 92067, (858) 756-8300

Report Date: 09/30/2014

Position Statistics

Total Positions 11
New Positions 0
Increased Positions 1
Decreased Positions 0
Positions with Activity 1
Sold Out Positions 0
Total Mkt Value (in $ millions) 242

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 54.01%
Healthcare
Services
Technology
Transportation
Utilities

11 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST NBC BK HLDG CO COM 64,736 New 1,839,099
SQUARE 1 FINL INC CL A 46,749 New 1,898,842
FIRST MERCHANTS CORP COM 32,219 New 1,394,747
GUARANTY BANCORP DEL COM NEW 20,661 New 1,429,849
HERITAGE OAKS BANCORP COM 19,890 New 2,483,100
FIRST BANCORP N C COM 17,782 New 963,794
HERITAGE COMMERCE CORP COM 11,644 New 1,308,300
MBT FINL CORP COM 9,026 New 1,876,423
COLUMBIA BKG SYS INC COM 7,151 New 257,681
EASTERN VA BANKSHARES INC COM 6,728 New 1,061,225
WASHINGTONFIRST BANKSHARES INC COM 5,805 892 18.15 389,337