CASTLE CREEK CAPITAL PARTNERS IV, LP Information

6051 EL TORDO P O BOX 1329, RANCHO SANTA FE, California, 92067, (858) 756-8300

Report Date: 06/30/2014

Position Statistics

Total Positions 11
New Positions 1
Increased Positions 2
Decreased Positions 0
Positions with Activity 2
Sold Out Positions 0
Total Mkt Value (in $ millions) 215

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 54.8%
Healthcare
Services
Technology
Transportation
Utilities

11 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST NBC BK HLDG CO COM 61,058 New 1,839,099
SQUARE 1 FINL INC CL A 35,964 35,964 New 1,898,842
FIRST MERCHANTS CORP COM 28,383 New 1,394,747
GUARANTY BANCORP DEL COM NEW 19,575 New 1,429,849
HERITAGE OAKS BANCORP COM 17,481 New 2,483,100
FIRST BANCORP N C COM 15,691 New 963,794
HERITAGE COMMERCE CORP COM 10,833 New 1,308,300
MBT FINL CORP COM 9,420 1,151 13.93 1,876,423
EASTERN VA BANKSHARES INC COM 6,590 New 1,061,225
WASHINGTONFIRST BANKSHARES INC COM 4,946 New 329,537
INTERMOUNTAIN CMNTY BANCORP COM NEW 4,734 New 257,681