CASTLE CREEK CAPITAL PARTNERS IV, LP Information

6051 EL TORDO P O BOX 1329, RANCHO SANTA FE, California, 92067, (858) 756-8300

Report Date: 03/31/2016

Position Statistics

Total Positions 11
New Positions 0
Increased Positions 0
Decreased Positions 2
Positions with Activity 2
Sold Out Positions 1
Total Mkt Value (in $ millions) 229

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 82.59%
Healthcare
Services
Technology
Transportation
Utilities

11 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PACWEST BANCORP DEL COM 61,091 New 1,537,260
FIRST NBC BK HLDG CO COM 39,962 New 2,205,382
FIRST MERCHANTS CORP COM 35,203 New 1,394,747
GUARANTY BANCORP DEL COM NEW 23,021 New 1,429,849
FIRST BANCORP N C COM 18,582 New 963,794
MBT FINL CORP COM 15,068 New 1,876,423
HERITAGE COMMERCE CORP COM 13,489 New 1,308,300
WASHINGTONFIRST BANKSHARES INC COM 9,157 New 414,337
EASTERN VA BANKSHARES INC COM 7,704 New 1,061,225
BRYN MAWR BK CORP COM 6,217 -10,360 (62.5) 214,900
HERITAGE OAKS BANCORP COM -13,349 Sold Out 0