CASTLE CREEK ARBITRAGE, LLC Information

227 WEST MONROE STREET, SUITE 3550, CHICAGO, Illinois, 60606, (312) 692-7564

Report Date: 06/30/2015

Position Statistics

Total Positions 42
New Positions 9
Increased Positions 9
Decreased Positions 14
Positions with Activity 23
Sold Out Positions 6
Total Mkt Value (in $ millions) 79

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods
Conglomerates
Consumer Cyclical 0.2%
Consumer/Non-Cyclical
Energy
Financial 43.49%
Healthcare 0.05%
Services 0%
Technology 1.52%
Transportation 1.77%
Utilities 0.82%

42 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PNC FINL SVCS GROUP INC WT EXP 123118 12,835 New 499,400
WELLS FARGO & CO NEW WT EXP 102818 9,220 New 463,300
AROWANA INC UT 1SH 1RT 1WT 7,070 7,070 New 700,000
TERRAPIN 3 ACQUISITION CORP UNIT 1COM 1WT 6,105 New 595,000
ATLANTIC ALLIANCE PARTNER CORP SHS 5,076 5,076 New 500,000
GP INVTS ACQUISITION COR UT 1COM 1/2WT 4,961 4,961 New 498,606
CAMBRIDGE CAP ACQUISITION CORP COM 4,726 New 475,000
ZIONS BANCORPORATION WT EXP 052220 3,666 -57 (1.53) 783,250
AGROFRESH SOLUTIONS COM 3,627 -1,293 (26.27) 363,100
1347 CAP CORP UN 1COM 1RT 1WT 3,560 New 350,000
QUINPARIO ACQUISITION CORP 2 COM 2,979 2,979 New 300,600
CATHAY GEN BANCORP WT EXP 120518 2,199 New 279,000
BARINGTON HILCO ACQUISITION UNT 1COM&1RT&1WT 2,038 New 200,000
TEXAS CAPITAL BANCSHARES INC WT EXP 011619 1,436 New 40,700
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 1,403 1,403 New 1,141,000
COMERICA INC WT EXP 111418 1,215 -2,022 (62.47) 82,200
TTM TECHNOLOGIES INC COM 1,024 New 149,000
ASSOCIATED BANC CORP WT EXP 112118 713 -2 (0.24) 339,600
COMERICA INC COM 708 708 New 16,099
SIGNATURE BK NEW YORK N Y WT PUR COM STK 648 New 5,649


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