CASTLE CREEK ARBITRAGE, LLC Information

227 WEST MONROE STREET, SUITE 3550, CHICAGO, Illinois, 60606, (312) 692-7564

Report Date: 03/31/2014

Position Statistics

Total Positions 46
New Positions 10
Increased Positions 23
Decreased Positions 18
Positions with Activity 41
Sold Out Positions 10
Total Mkt Value (in $ millions) 137

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates
Consumer Cyclical 25.87%
Consumer/Non-Cyclical
Energy 19.4%
Financial 34.3%
Healthcare 0.15%
Services 0.41%
Technology 0.8%
Transportation 0%
Utilities

46 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GENERAL MTRS CO COM 35,493 35,493 New 993,100
SEMGROUP CORP WT EXP 113014 26,628 362 1.38 466,423
BANK OF AMERICA CORPORATION COM 17,469 16,602 1,915.06 1,118,360
HYDE PK ACQUISITION CORP II COM 7,607 New 735,000
HARTFORD FINL SVCS GROUP INC WT EXP 062619 6,560 446 7.30 240,197
BOULEVARD ACQUISITION CORP UT1COM & 1/2WT 5,025 5,025 New 500,000
CAMBRIDGE CAP ACQUISITION CORP UNIT 1COM&1WT 4,826 4,826 New 475,000
SILVER EAGLE ACQUISITION CORP COM 4,401 New 450,000
HENNESSY CAP ACQUISITION CORP UNIT 000018 4,036 4,036 New 400,000
LINCOLN NATL CORP IND WT EXP 071019 2,676 1,168 77.45 60,352
ROI ACQUISITION CORP II COM 2,424 2,424 New 248,400
ZIONS BANCORPORATION WT EXP 052220 2,173 863 65.84 396,480
MERGEWORTHRX CORP COM 2,138 -558 (20.68) 261,750
SILVER EAGLE ACQUISITION CORP UNIT 1 000018 2,068 New 200,000
COMERICA INC WT EXP 111418 1,901 1,901 New 92,800
WINTRUST FINL CORP WT EXP 121918 1,897 1,724 993.13 77,918
CATHAY GEN BANCORP WT EXP 120518 1,605 403 33.57 227,069
TEXAS CAPITAL BANCSHARES INC WT EXP 011619 1,446 1,274 738.15 38,555
NOKIA CORP SPONSORED ADR 1,091 -674 (38.18) 131,130
BANK OF AMERICA CORPORATION WT EXP 102818 876 153 21.12 1,123,600