CASTLE CREEK ARBITRAGE, LLC Information

227 WEST MONROE STREET, SUITE 3550, CHICAGO, Illinois, 60606, (312) 692-7564

Report Date: 09/30/2015

Position Statistics

Total Positions 45
New Positions 9
Increased Positions 12
Decreased Positions 11
Positions with Activity 23
Sold Out Positions 8
Total Mkt Value (in $ millions) 107

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods
Conglomerates
Consumer Cyclical 0.27%
Consumer/Non-Cyclical
Energy
Financial 31.33%
Healthcare 0%
Services
Technology 0%
Transportation 0%
Utilities 0%

45 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW COM 14,604 14,604 New 302,682
PNC FINL SVCS GROUP INC WT EXP 123118 10,348 New 499,400
GORES HLDGS INC UNIT EXP 20 8,595 8,595 New 900,000
AROWANA INC UT 1SH 1RT 1WT 7,042 New 700,000
EASTERLY ACQUISITION CORP UNIT EX 000020 6,435 6,435 New 650,000
TERRAPIN 3 ACQUISITION CORP UNIT 1COM 1WT 5,992 New 595,000
BOULEVARD ACQUISITION UNIT EX 000000 5,904 5,904 New 600,000
GLOBAL PARTNER ACQUISITION COR UNIT EX 070120 5,892 5,892 New 600,000
ATLANTIC ALLIANCE PARTNER CORP SHS 5,100 New 500,000
GP INVTS ACQUISITION COR UT 1COM 1/2WT 5,073 161 3.29 514,990
DOUBLE EAGLE ACQUISITION CORP UNT 1 COM 1 WT 5,000 5,000 New 500,000
PACE HLDGS CORP UNT1 CL A 1 WT 4,804 4,804 New 481,326
1347 CAP CORP UN 1COM 1RT 1WT 3,518 New 350,000
ABILITY INC SHS 3,411 New 475,000
QUINPARIO ACQUISITION CORP 2 COM 2,961 New 300,600
CATHAY GEN BANCORP WT EXP 120518 2,511 New 279,000
BARINGTON HILCO ACQUISITION UNT 1COM&1RT&1WT 2,024 New 200,000
ZIONS BANCORPORATION WT EXP 052220 1,448 -1 (0.06) 782,750
TEXAS CAPITAL BANCSHARES INC WT EXP 011619 900 New 40,700
COMERICA INC WT EXP 111418 751 New 82,200


Create your free portfolio