CASTLE CREEK ARBITRAGE, LLC Information

227 WEST MONROE STREET, SUITE 3550, CHICAGO, Illinois, 60606, (312) 692-7564

Report Date: 06/30/2014

Position Statistics

Total Positions 46
New Positions 10
Increased Positions 22
Decreased Positions 15
Positions with Activity 37
Sold Out Positions 11
Total Mkt Value (in $ millions) 95

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical 1.79%
Consumer/Non-Cyclical
Energy 24.18%
Financial 45.55%
Healthcare 0.17%
Services 0.34%
Technology 0.43%
Transportation
Utilities

46 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SEMGROUP CORP WT EXP 113014 22,987 -4,317 (15.81) 392,674
BANK OF AMERICA CORPORATION COM 16,417 -1,656 (9.16) 1,015,900
CAPITAL ONE FINL CORP WT EXP 111418 13,655 13,066 2,218.24 343,100
SILVER EAGLE ACQUISITION CORP COM 6,377 1,962 44.44 650,000
BOULEVARD ACQUISITION CORP COM 4,870 4,870 New 500,000
CAMBRIDGE CAP ACQUISITION CORP COM 4,631 4,631 New 475,000
WL ROSS HLDG CORP UNIT 1COM&1WT 3,170 3,170 New 300,000
ZIONS BANCORPORATION WT EXP 052220 2,728 651 31.33 520,678
COMERICA INC WT EXP 111418 2,625 676 34.70 125,000
ROI ACQUISITION CORP II COM 2,422 New 248,400
HENNESSY CAP ACQUISITION CORP COM 1,924 1,924 New 198,400
WINTRUST FINL CORP WT EXP 121918 1,897 New 77,918
GENERAL MTRS CO WT EXP 071016 1,705 1,705 New 68,859
CATHAY GEN BANCORP WT EXP 120518 1,636 3 .18 227,469
TEXAS CAPITAL BANCSHARES INC WT EXP 011619 1,508 62 4.27 40,200
GLORI ENERGY INC WT EXP 041419 944 944 New 1,061,076
ASSOCIATED BANC CORP WT EXP 112118 751 704 1,498.27 344,332
SILVER EAGLE ACQUISITION CORP WT EXP 072620 652 124 23.48 1,051,671
SUNTRUST BKS INC WT EXP 123118 648 New 70,000
SIGNATURE BK NEW YORK N Y WT PUR COM STK 479 17 3.67 5,649