CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 06/30/2014

Position Statistics

Total Positions 10
New Positions 2
Increased Positions 5
Decreased Positions 5
Positions with Activity 10
Sold Out Positions 3
Total Mkt Value (in $ millions) 203

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.94%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 14.86%
Healthcare 0%
Services 30.16%
Technology
Transportation
Utilities 23.09%

10 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMBAC FINL GROUP INC COM NEW -6,717 Sold Out 0
GENTIVA HEALTH SERVICES INC COM -6,316 Sold Out 0
K12 INC COM -3,247 Sold Out 0
IRON MTN INC COM 11,497 -6,615 (36.52) 334,303
ENPRO INDS INC COM 16,156 3,474 27.39 267,919
GLOBALSTAR INC COM 21,448 21,448 New 9,448,395
DINEEQUITY INC COM 28,428 4,445 18.53 339,923
HARBINGER GROUP INC COM 30,240 17,759 142.29 2,360,648
DYNEGY INC NEW DEL COM 46,982 -22,351 (32.24) 1,593,155
ALLY FINL INC COM 48,732 48,732 New 2,265,530