CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 12/31/2013

Position Statistics

Total Positions 13
New Positions 0
Increased Positions 6
Decreased Positions 6
Positions with Activity 12
Sold Out Positions 3
Total Mkt Value (in $ millions) 173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0%
Consumer Cyclical 10.02%
Consumer/Non-Cyclical
Energy
Financial 29.76%
Healthcare 0.67%
Services 16.17%
Technology
Transportation
Utilities 43.38%

13 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
LLOYDS BANKING GROUP PLC SPONSORED ADR -2,936 Sold Out 0
NII HLDGS INC CL B NEW -44 Sold Out 0
SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT -24,806 Sold Out 0
K12 INC COM 260 New 11,667
GENTIVA HEALTH SERVICES INC COM 1,158 386 50 150,000
DINEEQUITY INC COM 13,454 5,874 77.50 176,125
AMBAC FINL GROUP INC COM NEW 14,529 8,119 126.67 504,120
GENERAL MTRS CO COM 17,335 New 510,160
IRON MTN INC COM 14,273 -5,420 (27.52) 526,661
ASSURED GUARANTY LTD COM 13,787 -4,778 (25.74) 577,120
AMBAC FINL GROUP INC WT EXP 043023 12,635 2,850 29.13 665,000
HARBINGER GROUP INC COM 10,544 173 1.66 874,322
DYNEGY INC NEW DEL COM 75,059 5,702 8.22 2,921,738