CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 06/30/2014

Position Statistics

Total Positions 10
New Positions 2
Increased Positions 5
Decreased Positions 5
Positions with Activity 10
Sold Out Positions 3
Total Mkt Value (in $ millions) 226

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.89%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 13.51%
Healthcare 0%
Services 33.62%
Technology
Transportation
Utilities 20.83%

10 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AMBAC FINL GROUP INC COM NEW -7,058 Sold Out 0
GENTIVA HEALTH SERVICES INC COM -5,896 Sold Out 0
K12 INC COM -3,839 Sold Out 0
ENPRO INDS INC COM 17,790 3,825 27.39 267,919
IRON MTN INC COM 11,905 -6,850 (36.52) 334,303
DINEEQUITY INC COM 28,091 4,392 18.53 339,923
DYNEGY INC NEW DEL COM 46,966 -22,343 (32.24) 1,593,155
ALLY FINL INC COM 54,463 54,463 New 2,265,530
HARBINGER GROUP INC COM 30,476 17,897 142.29 2,360,648
GLOBALSTAR INC COM 35,809 35,809 New 9,448,395