CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 12/31/2013

Position Statistics

Total Positions 13
New Positions 0
Increased Positions 6
Decreased Positions 6
Positions with Activity 12
Sold Out Positions 3
Total Mkt Value (in $ millions) 175

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0%
Consumer Cyclical 9.93%
Consumer/Non-Cyclical
Energy
Financial 29.3%
Healthcare 0.66%
Services 16.09%
Technology
Transportation
Utilities 44.01%

13 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
LLOYDS BANKING GROUP PLC SPONSORED ADR -2,948 Sold Out 0
NII HLDGS INC CL B NEW -44 Sold Out 0
SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT -24,436 Sold Out 0
IRON MTN INC COM 14,367 -5,456 (27.52) 526,661
ASSURED GUARANTY LTD COM 13,660 -4,734 (25.74) 577,120
GENERAL MTRS CO COM 17,335 New 510,160
K12 INC COM 261 New 11,667
HARBINGER GROUP INC COM 10,544 173 1.66 874,322
DYNEGY INC NEW DEL COM 76,842 5,837 8.22 2,921,738
AMBAC FINL GROUP INC WT EXP 043023 12,595 2,841 29.13 665,000
GENTIVA HEALTH SERVICES INC COM 1,155 385 50 150,000
DINEEQUITY INC COM 13,472 5,882 77.50 176,125
AMBAC FINL GROUP INC COM NEW 14,362 8,026 126.67 504,120