CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 12/31/2013

Position Statistics

Total Positions 13
New Positions 0
Increased Positions 6
Decreased Positions 6
Positions with Activity 12
Sold Out Positions 3
Total Mkt Value (in $ millions) 173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0%
Consumer Cyclical 10.02%
Consumer/Non-Cyclical
Energy
Financial 29.76%
Healthcare 0.67%
Services 16.17%
Technology
Transportation
Utilities 43.38%

3 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LLOYDS BANKING GROUP PLC SPONSORED ADR -2,936 Sold Out 0
NII HLDGS INC CL B NEW -44 Sold Out 0
SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT -24,806 Sold Out 0