CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 03/31/2014

Position Statistics

Total Positions 11
New Positions 1
Increased Positions 5
Decreased Positions 5
Positions with Activity 10
Sold Out Positions 3
Total Mkt Value (in $ millions) 150

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.22%
Capital Goods
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 12.64%
Healthcare 3.95%
Services 30.03%
Technology
Transportation
Utilities 43.15%

10 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DYNEGY INC NEW DEL COM 64,701 -15,705 (19.53) 2,351,069
DINEEQUITY INC COM 21,935 8,463 62.82 286,772
ENPRO INDS INC COM 15,328 15,328 New 210,314
HARBINGER GROUP INC COM 11,487 1,179 11.44 974,322
AMBAC FINL GROUP INC COM NEW 7,465 -4,564 (37.94) 312,846
GENTIVA HEALTH SERVICES INC COM 5,929 3,194 116.81 325,215
K12 INC COM 4,861 4,601 1,771.72 218,373
AMBAC FINL GROUP INC WT EXP 043023 -9,962 Sold Out 0
ASSURED GUARANTY LTD COM -13,522 Sold Out 0
GENERAL MTRS CO COM -19,264 Sold Out 0