CASPIAN CAPITAL LP Information

767 FIFTH AVENUE, 45TH FLOOR, NEW YORK, New York, 10153, (212) 826-6970

Report Date: 06/30/2014

Position Statistics

Total Positions 10
New Positions 2
Increased Positions 5
Decreased Positions 5
Positions with Activity 10
Sold Out Positions 3
Total Mkt Value (in $ millions) 234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.76%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 13.04%
Healthcare 0%
Services 33.23%
Technology
Transportation
Utilities 22.2%

10 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLY FINL INC COM 55,732 55,732 New 2,265,530
DYNEGY INC NEW DEL COM 52,064 -24,769 (32.24) 1,593,155
GLOBALSTAR INC COM 37,605 37,605 New 9,448,395
HARBINGER GROUP INC COM 30,570 17,953 142.29 2,360,648
DINEEQUITY INC COM 28,282 4,422 18.53 339,923
ENPRO INDS INC COM 18,192 3,911 27.39 267,919
IRON MTN INC COM 12,028 -6,921 (36.52) 334,303
AMBAC FINL GROUP INC COM NEW -7,571 Sold Out 0
GENTIVA HEALTH SERVICES INC COM -5,877 Sold Out 0
K12 INC COM -4,112 Sold Out 0