CARVAL INVESTORS, LLC Information

9320 EXCELSIOR BOULEVARD, 7TH FLOOR, HOPKINS, Minnesota, 55343, (952) 984-3967

Report Date: 09/30/2014

Position Statistics

Total Positions 13
New Positions 3
Increased Positions 4
Decreased Positions 5
Positions with Activity 9
Sold Out Positions 2
Total Mkt Value (in $ millions) 348

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.79%
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 22.1%
Healthcare
Services
Technology
Transportation 0.47%
Utilities 0%

13 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLY FINL INC COM 243,157 157,716 184.59 11,884,501
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 34,901 New 1,405,045
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 28,378 New 1,145,212
JPMORGAN CHASE & CO WT EXP 102818 15,327 New 926,675
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 6,581 -641 (8.88) 275,000
ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 4,898 -321 (6.15) 200,000
HERITAGE INS HLDGS INC COM 4,837 New 255,000
ROCK-TENN CO CL A 3,150 3,150 New 50,000
KAPSTONE PAPER & PACKAGING CRP COM 3,087 3,087 New 100,000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 2,186 -49 (2.18) 89,941
BALTIC TRADING LIMITED COM 1,638 1,638 New 925,469
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -6,041 Sold Out 0
KINDER MORGAN INC DEL WT EXP 052517 -5,240 Sold Out 0


Create your free portfolio