CARROLL FINANCIAL ASSOCIATES, INC. Information

4201 CONGRESS STREET, SUITE 210, CHARLOTTE, North Carolina, 28209, (704) 553-8006

Report Date: 12/31/2014

Position Statistics

Total Positions 1,004
New Positions 85
Increased Positions 161
Decreased Positions 563
Positions with Activity 724
Sold Out Positions 241
Total Mkt Value (in $ millions) 157

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 1.84%
Conglomerates 0%
Consumer Cyclical 1.14%
Consumer/Non-Cyclical 4.43%
Energy 5.74%
Financial 50.69%
Healthcare 5.99%
Services 6.91%
Technology 9.21%
Transportation 1.23%
Utilities 3.53%

1,004 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR USA MIN VOL ETF 16,677 -18,325 (52.35) 405,775
POWERSHARES ETF TRUST FTSE RAFI 1000 14,711 -612 (3.99) 162,177
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 5,757 99 1.75 71,735
ISHARES TR MSCI USAMOMFCT 5,549 -7,195 (56.46) 78,748
APPLE INC COM 5,118 -6,475 (55.85) 41,524
EXXON MOBIL CORP COM 4,180 -9,026 (68.35) 50,008
BERKSHIRE HATHAWAY INC DEL CL B NEW 3,726 -5,210 (58.3) 25,893
JOHNSON & JOHNSON COM 3,419 -5,147 (60.09) 34,077
MICROSOFT CORP COM 3,379 -5,946 (63.76) 82,477
POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 3,327 -3,505 (51.3) 80,155
GENERAL ELECTRIC CO COM 2,795 -4,051 (59.17) 112,436
ISHARES TR CORE S&P500 ETF 2,542 21 .81 12,276
JPMORGAN CHASE & CO COM 2,170 -3,257 (60.01) 36,448
COCA COLA CO COM 2,099 -1,538 (42.28) 52,365
DOW CHEM CO COM 2,028 -4,688 (69.8) 42,470
SPECTRA ENERGY CORP COM 1,857 -3,975 (68.16) 51,516
DBX ETF TR DB XTR MSCI EUR 1,640 1,556 1,849.22 56,040
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1,623 1,607 10,024 20,248
JPMORGAN CHASE & CO ALERIAN ML ETN 1,602 -6,077 (79.14) 37,668
LOWES COS INC COM 1,501 -2,563 (63.07) 20,368