CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 12/31/2013

Position Statistics

Total Positions 163
New Positions 79
Increased Positions 107
Decreased Positions 48
Positions with Activity 155
Sold Out Positions 9
Total Mkt Value (in $ millions) 109

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.02%
Capital Goods 3.66%
Conglomerates 0.14%
Consumer Cyclical 4.34%
Consumer/Non-Cyclical 2.93%
Energy 4.67%
Financial 43.58%
Healthcare 12.95%
Services 14.31%
Technology 7.52%
Transportation 1.99%
Utilities 2.85%

163 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -469 Sold Out 0
ALTERA CORP COM -432 Sold Out 0
AMERISOURCEBERGEN CORP COM -675 Sold Out 0
BLACKROCK INC COM -715 Sold Out 0
GILEAD SCIENCES INC COM -634 Sold Out 0
ISHARES CORE S&P MCP ETF -1,535 Sold Out 0
PFIZER INC COM -457 Sold Out 0
TARGET CORP COM -328 Sold Out 0
XILINX INC COM -528 Sold Out 0
STARWOOD WAYPOINT RESIDENTL TR COM SHS 1 1 New 30
STARWOOD PPTY TR INC COM 3 3 New 150
HEWLETT PACKARD CO COM 4 4 New 125
ISHARES SILVER TRUST ISHARES 5 5 New 275
KINDER MORGAN INC DEL WT EXP 052517 5 5 New 3,192
SUPERVALU INC COM 7 7 New 1,000
SPDR GOLD TRUST GOLD SHS 7 7 New 55
STRATASYS LTD SHS 9 9 New 100
3-D SYS CORP DEL COM NEW 10 10 New 200
ISHARES MSCI MEX CAP ETF 11 11 New 175
LINEAR TECHNOLOGY CORP COM 14 14 New 300