CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 12/31/2013

Position Statistics

Total Positions 163
New Positions 79
Increased Positions 107
Decreased Positions 48
Positions with Activity 155
Sold Out Positions 9
Total Mkt Value (in $ millions) 113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.02%
Capital Goods 3.61%
Conglomerates 0.14%
Consumer Cyclical 4.44%
Consumer/Non-Cyclical 2.86%
Energy 4.78%
Financial 43.49%
Healthcare 13.4%
Services 14.05%
Technology 7.43%
Transportation 1.98%
Utilities 2.78%

163 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 10 10 New 200
3M CO COM 543 -21 (3.7) 3,910
ABBOTT LABS COM -490 Sold Out 0
ABBVIE INC COM 549 549 New 10,975
ADVANCE AUTO PARTS INC COM 219 -401 (64.71) 1,800
ALTERA CORP COM -444 Sold Out 0
AMAZON COM INC COM 46 46 New 139
AMBEV SA SPONSORED ADR 40 40 New 5,000
AMERICAN ELEC PWR INC COM 698 27 4.05 13,500
AMERISOURCEBERGEN CORP COM -680 Sold Out 0
ANNALY CAP MGMT INC COM 617 -6 (0.92) 54,035
APPLE INC COM 1,305 -165 (11.21) 2,455
ASTRAZENECA PLC SPONSORED ADR 1,717 -31 (1.8) 25,675
AT&T INC COM 1,103 -85 (7.18) 30,404
AUTONATION INC COM 752 1 .18 13,890
BAKER HUGHES INC COM 1,316 -35 (2.57) 18,755
BANK NEW YORK MELLON CORP COM 546 546 New 16,175
BLACKROCK INC COM -750 Sold Out 0
BOK FINL CORP COM NEW 731 3 .47 10,793
BRISTOL MYERS SQUIBB CO COM 54 54 New 1,050