CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 06/30/2014

Position Statistics

Total Positions 132
New Positions 15
Increased Positions 72
Decreased Positions 45
Positions with Activity 117
Sold Out Positions 27
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.38%
Capital Goods 1.3%
Conglomerates
Consumer Cyclical 3.8%
Consumer/Non-Cyclical 3.28%
Energy 8.16%
Financial 45.51%
Healthcare 8.94%
Services 12.84%
Technology 8.3%
Transportation 2.15%
Utilities 3.34%

132 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 564 18 3.30 3,915
ABBVIE INC COM 618 18 3.02 11,100
ADVANCE AUTO PARTS INC COM 247 New 1,800
AIR PRODS & CHEMS INC COM 533 23 4.57 4,005
ALLIANT ENERGY CORP COM 515 16 3.26 8,880
AMDOCS LTD SHS 792 792 New 17,180
AMERICAN ELEC PWR INC COM 698 31 4.66 13,135
ANNALY CAP MGMT INC COM -638 Sold Out 0
APACHE CORP COM 942 942 New 9,275
APPLE INC COM 1,630 -159 (8.89) 15,964
APTARGROUP INC COM 452 20 4.59 7,060
ASTRAZENECA PLC SPONSORED ADR -1,887 Sold Out 0
AT&T INC COM 1,030 -14 (1.33) 29,654
BAKER HUGHES INC COM 1,303 -36 (2.72) 18,755
BANK NEW YORK MELLON CORP COM 646 19 2.97 16,480
CAPITAL ONE FINL CORP COM 895 New 10,918
CAPSTEAD MTG CORP COM NO PAR 989 35 3.72 75,360
CDN IMPERIAL BK COMM TORONTO O COM 512 512 New 5,275
CENTERPOINT ENERGY INC COM 500 22 4.50 20,315
CERNER CORP COM -854 Sold Out 0