CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 03/31/2016

Position Statistics

Total Positions 450
New Positions 315
Increased Positions 407
Decreased Positions 17
Positions with Activity 424
Sold Out Positions 3
Total Mkt Value (in $ millions) 204

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.84%
Capital Goods 1.79%
Conglomerates 0.11%
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 3.31%
Energy 3.51%
Financial 41.25%
Healthcare 7.37%
Services 13.05%
Technology 7.95%
Transportation 1.42%
Utilities 2.54%

450 Positions as of 03/31/2016

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
22ND CENTY GROUP INC COM New 150
3-D SYS CORP DEL COM NEW 6 6 New 500
3M CO COM 821 12 1.53 4,977
ABBOTT LABS COM 17 17 New 440
ABBVIE INC COM 705 22 3.19 11,805
ADAM NAT RES FD INC COM 17 17 New 900
AIR PRODS & CHEMS INC COM 676 14 2.14 4,779
ALLERGAN PLC SHS 1,129 1,129 New 4,918
ALLIANT ENERGY CORP COM 751 9 1.21 20,926
ALLIANZGI NFJ DIVID INT & PREM COM 27 27 New 2,200
ALPHA ARCHITECT ETF TR US QUANT ETF New 500
ALPHABET INC CAP STK CL A 2,779 155 5.92 3,850
ALPS ETF TR US EQTHIVOLPT WR 117 117 New 5,900
ALTRIA GROUP INC COM 22 22 New 350
AMAZON COM INC COM 2,031 41 2.05 2,890
AMERICA MOVIL SAB DE CV SPON ADR L SHS 8 8 New 600
AMERICAN CAPITAL AGENCY CORP PFD-A 31 31 New 1,200
AMERICAN EAGLE OUTFITTERS NEW COM 1 1 New 48
AMERICAN ELEC PWR INC COM 989 14 1.41 15,500
AMERICAN INTL GROUP INC COM NEW 8 8 New 135