CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 12/31/2013

Position Statistics

Total Positions 163
New Positions 79
Increased Positions 107
Decreased Positions 48
Positions with Activity 155
Sold Out Positions 9
Total Mkt Value (in $ millions) 112

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 3.66%
Conglomerates 0.14%
Consumer Cyclical 4.41%
Consumer/Non-Cyclical 2.91%
Energy 4.8%
Financial 43.62%
Healthcare 12.93%
Services 14.19%
Technology 7.47%
Transportation 1.99%
Utilities 2.83%

163 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 10 10 New 200
3M CO COM 539 -21 (3.7) 3,910
ABBOTT LABS COM -494 Sold Out 0
ABBVIE INC COM 533 533 New 10,975
ADVANCE AUTO PARTS INC COM 218 -399 (64.71) 1,800
ALTERA CORP COM -441 Sold Out 0
AMAZON COM INC COM 45 45 New 139
AMBEV SA SPONSORED ADR 39 39 New 5,000
AMERICAN ELEC PWR INC COM 698 27 4.05 13,500
AMERISOURCEBERGEN CORP COM -680 Sold Out 0
ANNALY CAP MGMT INC COM 608 -6 (0.92) 54,035
APPLE INC COM 1,289 -163 (11.21) 2,455
ASTRAZENECA PLC SPONSORED ADR 1,630 -30 (1.8) 25,675
AT&T INC COM 1,096 -85 (7.18) 30,404
AUTONATION INC COM 764 1 .18 13,890
BAKER HUGHES INC COM 1,282 -34 (2.57) 18,755
BANK NEW YORK MELLON CORP COM 546 546 New 16,175
BLACKROCK INC COM -750 Sold Out 0
BOK FINL CORP COM NEW 723 3 .47 10,793
BRISTOL MYERS SQUIBB CO COM 52 52 New 1,050