CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 09/30/2014

Position Statistics

Total Positions 129
New Positions 24
Increased Positions 68
Decreased Positions 45
Positions with Activity 113
Sold Out Positions 13
Total Mkt Value (in $ millions) 330

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.75%
Capital Goods 0.69%
Conglomerates
Consumer Cyclical 1.02%
Consumer/Non-Cyclical 1.01%
Energy 1.8%
Financial 81.31%
Healthcare 3.9%
Services 4.88%
Technology 2.3%
Transportation 1.13%
Utilities 1.22%

129 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR S&P MC 400GR ETF 753 -1,844 (71) 4,732
ISHARES TR RUS 2000 GRW ETF 1,020 -1,420 (58.2) 7,412
CHECK POINT SOFTWARE TECH LTD ORD -1,178 Sold Out 0
EATON CORP PLC SHS -1,122 Sold Out 0
GENTEX CORP COM -1,039 Sold Out 0
SIGNATURE BK NEW YORK N Y COM -823 Sold Out 0
AMDOCS LTD SHS -818 Sold Out 0
ISHARES TR RUS 2000 VAL ETF 919 -783 (45.99) 9,202
JOHNSON CTLS INC COM -778 Sold Out 0
HARLEY-DAVIDSON INC COM -761 Sold Out 0
ISHARES TR S&P MC 400VL ETF -668 Sold Out 0
VALEANT PHARMACEUTICALS INTL I COM 4,094 -613 (13.02) 28,693
EOG RES INC COM 798 -600 (42.91) 8,027
ISHARES TR SP SMCP600VL ETF -580 Sold Out 0
CHUBB CORP COM -534 Sold Out 0
STARWOOD HOTELS&RESORTS WRLDWD COM -487 Sold Out 0
MCDONALDS CORP COM -428 Sold Out 0
BAKER HUGHES INC COM 802 -406 (33.59) 12,455
CIMAREX ENERGY CO COM 807 -377 (31.87) 6,745
GILEAD SCIENCES INC COM 748 -304 (28.87) 7,440