CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 09/30/2014

Position Statistics

Total Positions 130
New Positions 24
Increased Positions 69
Decreased Positions 45
Positions with Activity 114
Sold Out Positions 13
Total Mkt Value (in $ millions) 341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.75%
Capital Goods 0.7%
Conglomerates
Consumer Cyclical 1%
Consumer/Non-Cyclical 1.01%
Energy 1.64%
Financial 81.69%
Healthcare 3.7%
Services 4.92%
Technology 2.25%
Transportation 1.1%
Utilities 1.23%

130 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR S&P MC 400GR ETF 764 -1,870 (71) 4,732
ISHARES TR RUS 2000 GRW ETF 1,055 -1,469 (58.2) 7,412
CHECK POINT SOFTWARE TECH LTD ORD -1,238 Sold Out 0
EATON CORP PLC SHS -1,155 Sold Out 0
GENTEX CORP COM -1,080 Sold Out 0
SIGNATURE BK NEW YORK N Y COM -852 Sold Out 0
AMDOCS LTD SHS -816 Sold Out 0
ISHARES TR RUS 2000 VAL ETF 941 -801 (45.99) 9,202
JOHNSON CTLS INC COM -757 Sold Out 0
HARLEY-DAVIDSON INC COM -720 Sold Out 0
ISHARES TR S&P MC 400VL ETF -682 Sold Out 0
VALEANT PHARMACEUTICALS INTL I COM 4,033 -604 (13.02) 28,693
ISHARES TR SP SMCP600VL ETF -594 Sold Out 0
EOG RES INC COM 774 -582 (42.91) 8,027
CHUBB CORP COM -543 Sold Out 0
STARWOOD HOTELS&RESORTS WRLDWD COM -523 Sold Out 0
MCDONALDS CORP COM -417 Sold Out 0
CIMAREX ENERGY CO COM 766 -358 (31.87) 6,745
BAKER HUGHES INC COM 703 -356 (33.59) 12,455
GILEAD SCIENCES INC COM 666 -270 (28.87) 7,440