CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 06/30/2014

Position Statistics

Total Positions 132
New Positions 15
Increased Positions 72
Decreased Positions 45
Positions with Activity 117
Sold Out Positions 27
Total Mkt Value (in $ millions) 100

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.4%
Capital Goods 1.3%
Conglomerates
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 3.3%
Energy 8.09%
Financial 45.54%
Healthcare 8.82%
Services 12.91%
Technology 8.32%
Transportation 2.17%
Utilities 3.36%

132 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RYDEX ETF TRUST GUG S&P500 EQ WT 227 227 New 2,941
GOLDMAN SACHS GROUP INC COM 226 New 1,300
MEI PHARMA INC COM NEW 206 New 30,355
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 203 -9 (4.13) 13,925
SYNERGY RES CORP COM 142 142 New 11,000
ANNALY CAP MGMT INC COM -632 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -1,809 Sold Out 0
CERNER CORP COM -843 Sold Out 0
COVIDIEN PLC SHS -1,359 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -497 Sold Out 0
EMERSON ELEC CO COM -454 Sold Out 0
EXPRESS SCRIPTS HLDG CO COM -887 Sold Out 0
FLOWSERVE CORP COM -738 Sold Out 0
FRANKLIN RES INC COM -859 Sold Out 0
GOOGLE INC CL C -995 Sold Out 0
JACOBS ENGR GROUP INC DEL COM -711 Sold Out 0
LENNOX INTL INC COM -796 Sold Out 0
MICHAEL KORS HLDGS LTD SHS -487 Sold Out 0
PANERA BREAD CO CL A -645 Sold Out 0
POWERSHARES ETF TRUST DYN SFTWR PORT -824 Sold Out 0