CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 12/31/2013

Position Statistics

Total Positions 163
New Positions 79
Increased Positions 107
Decreased Positions 48
Positions with Activity 155
Sold Out Positions 9
Total Mkt Value (in $ millions) 113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.02%
Capital Goods 3.61%
Conglomerates 0.14%
Consumer Cyclical 4.44%
Consumer/Non-Cyclical 2.86%
Energy 4.78%
Financial 43.49%
Healthcare 13.4%
Services 14.05%
Technology 7.43%
Transportation 1.98%
Utilities 2.78%

163 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES RUS 1000 GRW ETF 627 -2 (0.32) 7,230
ANNALY CAP MGMT INC COM 617 -6 (0.92) 54,035
VIACOM INC NEW CL B 612 -730 (54.38) 7,285
UNILEVER PLC SPON ADR NEW 610 610 New 13,850
WALGREEN CO COM 606 -40 (6.25) 9,000
MICHAEL KORS HLDGS LTD SHS 557 557 New 5,975
ROGERS COMMUNICATIONS INC CL B 553 28 5.36 14,250
ABBVIE INC COM 549 549 New 10,975
BANK NEW YORK MELLON CORP COM 546 546 New 16,175
3M CO COM 543 -21 (3.7) 3,910
UNION PAC CORP COM 542 542 New 2,821
EMERSON ELEC CO COM 531 19 3.62 7,735
LOWES COS INC COM 531 29 5.67 11,175
OMEGA HEALTHCARE INVS INC COM 520 12 2.40 14,925
WELLS FARGO & CO NEW COM 518 -23 (4.32) 10,524
LILLY ELI & CO COM 512 32 6.55 8,537
DU PONT E I DE NEMOURS & CO COM 510 -23 (4.36) 7,568
GENERAL MLS INC COM 501 16 3.23 9,600
CONOCOPHILLIPS COM 491 24 5.16 6,625
STARWOOD HOTELS&RESORTS WRLDWD COM 490 490 New 6,352