CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 06/30/2014

Position Statistics

Total Positions 132
New Positions 15
Increased Positions 72
Decreased Positions 45
Positions with Activity 117
Sold Out Positions 27
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.38%
Capital Goods 1.3%
Conglomerates
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 3.28%
Energy 8.21%
Financial 45.46%
Healthcare 8.94%
Services 12.81%
Technology 8.32%
Transportation 2.15%
Utilities 3.38%

132 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SIGNATURE BK NEW YORK N Y COM 796 2 .30 6,720
VALERO ENERGY CORP NEW COM 794 794 New 14,665
HARRIS CORP DEL COM 777 777 New 10,880
OCCIDENTAL PETE CORP DEL COM 765 36 4.98 7,375
JOHNSON CTLS INC COM 758 -13 (1.74) 15,530
IDEXX LABS INC COM 750 New 6,050
FASTENAL CO COM 749 18 2.48 16,550
ISHARES TR RUS 1000 GRW ETF 706 74 11.79 7,568
AMERICAN ELEC PWR INC COM 705 31 4.66 13,135
HARLEY-DAVIDSON INC COM 698 698 New 10,975
ISHARES TR S&P MC 400VL ETF 674 674 New 5,278
COLGATE PALMOLIVE CO COM 671 6 .83 10,360
BANK NEW YORK MELLON CORP COM 646 19 2.97 16,480
UNILEVER PLC SPON ADR NEW 645 31 5.02 14,650
ISHARES TR SP SMCP600GR ETF 632 188 42.42 5,355
ROGERS COMMUNICATIONS INC CL B 628 34 5.66 15,400
UNION PAC CORP COM 618 24 4.08 5,872
ABBVIE INC COM 614 18 3.02 11,100
LOWES COS INC COM 600 24 4.10 11,430
VIACOM INC NEW CL B 595 New 7,335