CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 09/30/2015

Position Statistics

Total Positions 416
New Positions 301
Increased Positions 372
Decreased Positions 36
Positions with Activity 408
Sold Out Positions 13
Total Mkt Value (in $ millions) 138

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.1%
Capital Goods 1.34%
Conglomerates 0.55%
Consumer Cyclical 1.41%
Consumer/Non-Cyclical 3.1%
Energy 3.86%
Financial 45.52%
Healthcare 9.44%
Services 14.36%
Technology 10.55%
Transportation 1.72%
Utilities 2.37%

416 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 1,426 287 25.21 27,428
STARBUCKS CORP COM 1,412 36 2.65 24,216
CENTENE CORP DEL COM 1,403 18 1.31 23,250
TJX COS INC NEW COM 1,402 18 1.28 19,810
POWERSHARES ETF TRUST DYN PHRMA PORT 1,394 43 3.19 22,912
SELECT SECTOR SPDR TR SBI INT-UTILS 1,383 87 6.74 29,792
KEYCORP NEW PFD 7.75% SR A 1,372 -33 (2.35) 10,396
SCHWAB STRATEGIC TR US MID-CAP ETF 1,371 1,371 New 36,934
VANGUARD MALVERN FDS STRM INFPROIDX 1,349 1,349 New 27,830
NEW YORK CMNTY BANCORP INC COM 1,339 -67 (4.74) 87,431
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 1,299 1,299 New 24,200
NOVO-NORDISK A S ADR 1,296 177 15.77 26,095
V F CORP COM 1,242 25 2.02 20,227
FLEXSHARES TR QUALT DIVD IDX 1,235 1,235 New 37,250
AT&T INC COM 1,227 171 16.17 33,581
APPLE INC COM 1,159 -325 (21.9) 12,000
SCHEIN HENRY INC COM 1,128 1,128 New 7,515
VANGUARD INDEX FDS REIT ETF 1,111 1,111 New 14,440
DISNEY WALT CO COM DISNEY 1,105 96 9.52 11,577
SCHWAB STRATEGIC TR INTL EQTY ETF 1,087 1,087 New 42,269