CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 06/30/2014

Position Statistics

Total Positions 132
New Positions 15
Increased Positions 72
Decreased Positions 45
Positions with Activity 117
Sold Out Positions 27
Total Mkt Value (in $ millions) 101

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.36%
Capital Goods 1.31%
Conglomerates
Consumer Cyclical 3.78%
Consumer/Non-Cyclical 3.31%
Energy 7.89%
Financial 45.46%
Healthcare 9.2%
Services 12.84%
Technology 8.26%
Transportation 2.22%
Utilities 3.37%

72 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS 1000 VAL ETF 5,230 1,425 37.47 50,954
SELECT SECTOR SPDR TR SBI INT-FINL 3,049 26 .85 129,875
ISHARES TR S&P MC 400GR ETF 2,564 2,097 448.99 16,316
SELECT SECTOR SPDR TR TECHNOLOGY 2,401 2,401 New 59,600
POWERSHARES ETF TRUST DYN PHRMA PORT 2,382 22 .94 37,704
ISHARES INTL SEL DIV ETF 2,300 8 .33 61,210
ISHARES TR S&P 500 GRWT ETF 2,067 577 38.70 19,112
ISHARES TR U.S. TECH ETF 2,035 11 .56 19,935
GOOGLE INC CL A 2,017 1,019 102.07 3,425
CVS HEALTH CORP COM 1,950 523 36.60 23,717
ISHARES TR S&P 500 VAL ETF 1,908 515 36.99 20,716
INTEGRYS ENERGY GROUP INC COM 1,690 17 1.01 24,960
SELECT SECTOR SPDR TR SBI CONS STPLS 1,526 1,526 New 33,450
PROSPECT CAPITAL CORPORATION COM 1,312 11 .86 129,295
KEYCORP NEW PFD 7.75% SR A 1,299 25 1.96 9,865
SPDR SERIES TRUST S&P DIVID ETF 1,245 58 4.84 16,235
V F CORP COM 1,217 500 69.69 18,347
DIGITAL RLTY TR INC COM 1,175 45 3.96 18,375
COSTCO WHSL CORP NEW COM 1,131 8 .73 8,942
EATON CORP PLC SHS 1,111 21 1.93 16,650