CARNICK & KUBIK, LLC Information

675 SOUTHPOINTE COURT, SUITE 102, COLORADO SPRINGS, Colorado, 80906, (719) 579-8000

Report Date: 12/31/2013

Position Statistics

Total Positions 163
New Positions 79
Increased Positions 107
Decreased Positions 48
Positions with Activity 155
Sold Out Positions 9
Total Mkt Value (in $ millions) 112

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 3.66%
Conglomerates 0.14%
Consumer Cyclical 4.41%
Consumer/Non-Cyclical 2.91%
Energy 4.8%
Financial 43.62%
Healthcare 12.93%
Services 14.19%
Technology 7.47%
Transportation 1.99%
Utilities 2.83%

48 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES RUS 2000 VAL ETF 3,134 -46 (1.45) 31,636
SNAP ON INC COM 1,839 -30 (1.6) 15,862
ASTRAZENECA PLC SPONSORED ADR 1,630 -30 (1.8) 25,675
EOG RES INC COM 1,445 -80 (5.27) 14,106
PROSPECT CAPITAL CORPORATION COM 1,379 -14 (1) 126,670
APPLE INC COM 1,289 -163 (11.21) 2,455
BAKER HUGHES INC COM 1,282 -34 (2.57) 18,755
CVS CAREMARK CORPORATION COM 1,278 -60 (4.47) 17,328
CIMAREX ENERGY CO COM 1,247 -16 (1.29) 10,305
AT&T INC COM 1,096 -85 (7.18) 30,404
CHECK POINT SOFTWARE TECH LTD ORD 1,055 -6 (0.6) 15,760
COSTCO WHSL CORP NEW COM 979 -1 (0.12) 8,627
DIGITAL RLTY TR INC COM 977 -18 (1.85) 18,275
FLOWSERVE CORP COM 956 -594 (38.34) 12,094
GOOGLE INC CL A 948 -15 (1.58) 1,744
GOOGLE INC CL C 935 -15 (1.58) 1,744
CAPSTEAD MTG CORP COM NO PAR 866 -2 (0.22) 68,085
MCDONALDS CORP COM 811 -32 (3.78) 8,085
COLGATE PALMOLIVE CO COM 761 -163 (17.63) 11,375
JOHNSON CTLS INC COM 746 -31 (4.01) 15,925