CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 12/31/2014

Position Statistics

Total Positions 185
New Positions 32
Increased Positions 70
Decreased Positions 108
Positions with Activity 178
Sold Out Positions 83
Total Mkt Value (in $ millions) 1,791

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.5%
Capital Goods 0.46%
Conglomerates
Consumer Cyclical 4.21%
Consumer/Non-Cyclical 4.84%
Energy 0.51%
Financial 43.79%
Healthcare 3.69%
Services 14.93%
Technology 17.28%
Transportation 0.24%
Utilities 1.21%

185 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM -637 Sold Out 0
ABBOTT LABS COM -2,199 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -529 Sold Out 0
ACTAVIS PLC SHS 29,183 24,469 519.03 95,758
AECOM COM -3,096 Sold Out 0
AKAMAI TECHNOLOGIES INC COM 1,107 101 10 15,400
ALBEMARLE CORP COM 14,570 14,570 New 277,900
ALTRIA GROUP INC COM 4,377 3,096 241.71 86,626
AMAZON COM INC COM 11,410 6,864 150.98 30,461
AMERICAN INTL GROUP INC COM NEW 18,853 -9,052 (32.44) 344,795
AOL INC COM -8,871 Sold Out 0
API TECHNOLOGIES CORP COM NEW 44 -550 (92.58) 22,025
APPLE INC COM 251,749 -1,360 (0.54) 1,992,160
APPLIED MATLS INC COM -856 Sold Out 0
APPLIED MICRO CIRCUITS CORP COM NEW 74 -63 (45.98) 14,152
ASTRAZENECA PLC SPONSORED ADR -175 Sold Out 0
B/E AEROSPACE INC COM -1,996 Sold Out 0
BECTON DICKINSON & CO COM 9,053 8,926 7,044.83 62,160
BED BATH & BEYOND INC COM 3,130 -12,055 (79.39) 40,947
BERKSHIRE HATHAWAY INC DEL CL B NEW -654 Sold Out 0