CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 03/31/2015

Position Statistics

Total Positions 137
New Positions 39
Increased Positions 58
Decreased Positions 76
Positions with Activity 134
Sold Out Positions 54
Total Mkt Value (in $ millions) 938

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.41%
Capital Goods 1.32%
Conglomerates
Consumer Cyclical 2.69%
Consumer/Non-Cyclical 9.21%
Energy 0.65%
Financial 18.13%
Healthcare 5.73%
Services 9.48%
Technology 36.62%
Transportation 0.16%
Utilities 1.56%

137 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SEARS HLDGS CORP COM -2,227 Sold Out 0
SHUTTERFLY INC COM -1,960 Sold Out 0
SILVER EAGLE ACQUISITION CORP UNIT 072918 -21,144 Sold Out 0
SINA CORP ORD -738 Sold Out 0
SOHU COM INC COM -5 Sold Out 0
SPDR GOLD TRUST GOLD SHS -57,927 Sold Out 0
SPDR SERIES TRUST S&P OILGAS EXP -7,615 Sold Out 0
STARBUCKS CORP COM -4,924 Sold Out 0
TERRAPIN 3 ACQUISITION CORP UNIT 1COM 1WT -16,652 Sold Out 0
TOKYO ELECTRON LTD ADR -1,208 Sold Out 0
TWITTER INC COM -1,411 Sold Out 0
UNITED PARCEL SERVICE INC CL B -2,794 Sold Out 0
VERISIGN INC COM -387 Sold Out 0
VIPSHOP HLDGS LTD SPONSORED ADR -471 Sold Out 0
VIRNETX HLDG CORP COM -653 Sold Out 0
WL ROSS HLDG CORP UNIT 1COM&1WT -26,281 Sold Out 0
WRIGHT MED GROUP INC COM -1,208 Sold Out 0