CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 06/30/2014

Position Statistics

Total Positions 179
New Positions 67
Increased Positions 94
Decreased Positions 79
Positions with Activity 173
Sold Out Positions 54
Total Mkt Value (in $ millions) 763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.68%
Capital Goods 2.28%
Conglomerates
Consumer Cyclical 2.18%
Consumer/Non-Cyclical 2.11%
Energy 1.75%
Financial 21.39%
Healthcare 9.85%
Services 34.44%
Technology 10.82%
Transportation 0.1%
Utilities 1.08%

179 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OMNICOM GROUP INC COM -10,053 Sold Out 0
OUTERWALL INC COM -819 Sold Out 0
PHILLIPS 66 COM -226 Sold Out 0
PROCTER & GAMBLE CO COM -15,288 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -480 Sold Out 0
ROCKWOOD HLDGS INC COM -1,124 Sold Out 0
SAP AG SPON ADR -736 Sold Out 0
STANLEY BLACK & DECKER INC COM -11,895 Sold Out 0
STARBUCKS CORP COM -233 Sold Out 0
STARWOOD PPTY TR INC COM -19,080 Sold Out 0
STARWOOD WAYPOINT RESIDENTL TR COM SHS -1,409 Sold Out 0
TAKE-TWO INTERACTIVE SOFTWARE COM -710 Sold Out 0
TENET HEALTHCARE CORP COM NEW -6,118 Sold Out 0
THE ADT CORPORATION COM -3,001 Sold Out 0
TWENTY FIRST CENTY FOX INC CL B -16,359 Sold Out 0
VERISIGN INC COM -242 Sold Out 0
VISA INC COM CL A -405 Sold Out 0
WELLS FARGO & CO NEW COM -975 Sold Out 0
WILLIAMS COS INC DEL COM -11,888 Sold Out 0