CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 12/31/2014

Position Statistics

Total Positions 184
New Positions 31
Increased Positions 69
Decreased Positions 108
Positions with Activity 177
Sold Out Positions 83
Total Mkt Value (in $ millions) 1,792

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.71%
Capital Goods 0.47%
Conglomerates
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 4.83%
Energy 0.54%
Financial 44.31%
Healthcare 3.49%
Services 13.79%
Technology 17.39%
Transportation 0.25%
Utilities 1.2%

184 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KLX INC COM -651 Sold Out 0
LAMAR ADVERTISING CO NEW CL A -99 Sold Out 0
LAS VEGAS SANDS CORP COM -73 Sold Out 0
LINKEDIN CORP COM CL A -571 Sold Out 0
MCKESSON CORP COM -991 Sold Out 0
MERRIMACK PHARMACEUTICALS INC COM -645 Sold Out 0
METLIFE INC COM -401 Sold Out 0
MONDELEZ INTL INC CL A -1,231 Sold Out 0
MONSTER WORLDWIDE INC COM -1,199 Sold Out 0
MORGAN STANLEY COM NEW -1,362 Sold Out 0
MYLAN N V SHS EURO -12,332 Sold Out 0
NETEASE INC SPONSORED ADR -691 Sold Out 0
NETFLIX INC COM -340 Sold Out 0
NVIDIA CORP COM -3,103 Sold Out 0
OCCIDENTAL PETE CORP DEL COM -723 Sold Out 0
PARAGON OFFSHORE PLC SHS -173 Sold Out 0
PERRIGO CO PLC SHS -517 Sold Out 0
PFIZER INC COM -2,307 Sold Out 0
PHILIP MORRIS INTL INC COM -361 Sold Out 0
PHILLIPS 66 COM -701 Sold Out 0