CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 12/31/2014

Position Statistics

Total Positions 184
New Positions 31
Increased Positions 69
Decreased Positions 108
Positions with Activity 177
Sold Out Positions 83
Total Mkt Value (in $ millions) 1,792

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.71%
Capital Goods 0.47%
Conglomerates
Consumer Cyclical 4.19%
Consumer/Non-Cyclical 4.83%
Energy 0.54%
Financial 44.31%
Healthcare 3.49%
Services 13.79%
Technology 17.39%
Transportation 0.25%
Utilities 1.2%

184 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MF GLOBAL HLDGS LTD COM 1 New 25,000
3M CO COM -605 Sold Out 0
ABBOTT LABS COM -2,181 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -523 Sold Out 0
AECOM COM -3,189 Sold Out 0
AEROJET ROCKETDYNE HLDGS INC COM -1,441 Sold Out 0
AOL INC COM -9,134 Sold Out 0
APPLIED MATLS INC COM -751 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -170 Sold Out 0
B/E AEROSPACE INC COM -1,878 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -642 Sold Out 0
BRISTOL MYERS SQUIBB CO COM -1,333 Sold Out 0
CALIFORNIA RES CORP COM -33 Sold Out 0
CENTERPOINT ENERGY INC COM -7,523 Sold Out 0
CHEVRON CORP NEW COM -322 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -12 Sold Out 0
COBALT INTL ENERGY INC COM -827 Sold Out 0
COCA COLA ENTERPRISES INC NEW COM -1,578 Sold Out 0
COMVERSE INC COM -2,912 Sold Out 0
DANAHER CORP DEL COM -554 Sold Out 0