CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 12/31/2014

Position Statistics

Total Positions 186
New Positions 33
Increased Positions 71
Decreased Positions 108
Positions with Activity 179
Sold Out Positions 83
Total Mkt Value (in $ millions) 1,886

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.51%
Capital Goods 0.44%
Conglomerates
Consumer Cyclical 3.99%
Consumer/Non-Cyclical 4.35%
Energy 0.49%
Financial 42.31%
Healthcare 7.23%
Services 14.52%
Technology 16.68%
Transportation 0.23%
Utilities 1.15%

186 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 7 -1,795 (99.63) 114
SOHU COM INC COM 4 -1,270 (99.67) 81
MF GLOBAL HLDGS LTD COM 1 New 25,000
3M CO COM -648 Sold Out 0
ABBOTT LABS COM -2,214 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -508 Sold Out 0
AECOM COM -3,000 Sold Out 0
AOL INC COM -9,033 Sold Out 0
APPLIED MATLS INC COM -944 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -174 Sold Out 0
B/E AEROSPACE INC COM -1,988 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -666 Sold Out 0
BRISTOL MYERS SQUIBB CO COM -1,262 Sold Out 0
CALIFORNIA RES CORP COM -26 Sold Out 0
CENTERPOINT ENERGY INC COM -7,705 Sold Out 0
CHEVRON CORP NEW COM -321 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -11 Sold Out 0
COBALT INTL ENERGY INC COM -759 Sold Out 0
COCA COLA ENTERPRISES INC NEW COM -1,571 Sold Out 0
COMVERSE INC COM -2,254 Sold Out 0