CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 09/30/2014

Position Statistics

Total Positions 198
New Positions 74
Increased Positions 111
Decreased Positions 78
Positions with Activity 189
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,421

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.09%
Capital Goods 1.17%
Conglomerates
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 3.14%
Energy 0.91%
Financial 30.46%
Healthcare 8.46%
Services 21.17%
Technology 22.84%
Transportation 0%
Utilities 1.4%

198 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLIED MATLS INC COM 907 907 New 37,600
MONSTER WORLDWIDE INC COM 884 265 42.73 208,954
AKAMAI TECHNOLOGIES INC COM 854 -244 (22.22) 14,000
SYSCO CORP COM 820 820 New 20,000
HONEYWELL INTL INC COM 777 777 New 7,583
WALGREENS BOOTS ALLIANCE INC COM 749 -318 (29.8) 9,915
OCCIDENTAL PETE CORP DEL COM 709 424 149.22 8,987
TJX COS INC NEW COM 703 703 New 10,391
CAREFUSION CORP COM 669 -3,048 (81.99) 11,200
BERKSHIRE HATHAWAY INC DEL CL B NEW 668 668 New 4,478
COBALT INTL ENERGY INC COM 651 203 45.28 78,450
LINKEDIN CORP COM CL A 647 647 New 2,784
3M CO COM 629 629 New 3,835
NETEASE INC SPONSORED ADR 618 618 New 5,471
FREEPORT-MCMORAN INC CL B 609 609 New 31,652
DU PONT E I DE NEMOURS & CO COM 606 606 New 8,215
API TECHNOLOGIES CORP COM NEW 600 New 296,989
KLX INC COM 597 19 3.30 15,600
SONY CORP ADR NEW 592 -538 (47.6) 26,200
PHILLIPS 66 COM 588 588 New 8,587


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