CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 12/31/2014

Position Statistics

Total Positions 186
New Positions 33
Increased Positions 71
Decreased Positions 108
Positions with Activity 179
Sold Out Positions 83
Total Mkt Value (in $ millions) 1,878

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 0.44%
Conglomerates
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 4.26%
Energy 0.49%
Financial 42.19%
Healthcare 7.33%
Services 14.67%
Technology 16.74%
Transportation 0.23%
Utilities 1.15%

83 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
3M CO COM -641 Sold Out 0
ABBOTT LABS COM -2,196 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -510 Sold Out 0
AECOM COM -3,005 Sold Out 0
AOL INC COM -9,478 Sold Out 0
APPLIED MATLS INC COM -913 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -169 Sold Out 0
B/E AEROSPACE INC COM -1,961 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -649 Sold Out 0
BRISTOL MYERS SQUIBB CO COM -1,354 Sold Out 0
CALIFORNIA RES CORP COM -27 Sold Out 0
CENTERPOINT ENERGY INC COM -7,409 Sold Out 0
CHEVRON CORP NEW COM -311 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -11 Sold Out 0
COBALT INTL ENERGY INC COM -796 Sold Out 0
COCA COLA ENTERPRISES INC NEW COM -1,537 Sold Out 0
COMVERSE INC COM -2,188 Sold Out 0
DANAHER CORP DEL COM -578 Sold Out 0
DEX MEDIA INC NEW COM -218 Sold Out 0
DISH NETWORK CORP CL A -5,330 Sold Out 0