CAPSTONE INVESTMENT ADVISORS, LLC Information

7 WORLD TRADE CENTER, NEW YORK, New York, 10007, (212) 232-1420

Report Date: 09/30/2014

Position Statistics

Total Positions 200
New Positions 75
Increased Positions 112
Decreased Positions 79
Positions with Activity 191
Sold Out Positions 43
Total Mkt Value (in $ millions) 1,423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.1%
Capital Goods 1.18%
Conglomerates
Consumer Cyclical 0.58%
Consumer/Non-Cyclical 3.24%
Energy 0.95%
Financial 29.53%
Healthcare 8.67%
Services 21.31%
Technology 23.29%
Transportation 0%
Utilities 1.41%

200 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 225,630 225,630 New 2,002,925
SPDR S&P 500 ETF TR TR UNIT 106,464 27,596 34.99 514,866
ISHARES TR MSCI EMG MKT ETF 101,993 100,090 5,260.87 2,644,356
YAHOO INC COM 76,134 46,665 158.35 1,495,470
TIME WARNER CABLE INC COM 57,223 -3,630 (5.97) 391,000
COVIDIEN PLC SHS 56,099 32,617 138.90 543,494
ISHARES TR CHINA LG-CAP ETF 54,393 54,167 23,963.89 1,342,043
MONSANTO CO NEW COM 39,038 39,038 New 326,435
DOLLAR GEN CORP NEW COM 35,074 35,074 New 491,992
SPDR GOLD TRUST GOLD SHS 31,215 22,568 260.99 271,079
AMERICAN INTL GROUP INC COM NEW 28,074 -1,439 (4.88) 510,339
PROTECTIVE LIFE CORP COM 27,804 18,402 195.72 400,000
WL ROSS HLDG CORP UNIT 1COM&1WT 26,281 3,559 15.66 2,311,435
FACEBOOK INC CL A 25,098 -7,452 (22.89) 320,129
ISHARES TR U.S. REAL ES ETF 23,354 23,354 New 301,064
DIRECTV COM 21,533 -21,531 (50) 252,760
INTERNATIONAL GAME TECHNOLOGY COM 19,514 19,514 New 1,144,525
SILVER EAGLE ACQUISITION CORP UNIT 1 000018 17,640 New 1,726,000
SHIRE PLC SPONSORED ADR 16,500 16,500 New 74,700
TERRAPIN 3 ACQUISITION CORP UNIT 1COM 1WT 16,312 16,312 New 1,623,036


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