CAPSTONE ASSET MANAGEMENT CO Information

3700 WEST SAM HOUSTON PARKWAY SOUTH, HOUSTON, Texas, 77042, (713) 260-9000

Report Date: 03/31/2014

Position Statistics

Total Positions 1,884
New Positions 19
Increased Positions 332
Decreased Positions 1,516
Positions with Activity 1,848
Sold Out Positions 130
Total Mkt Value (in $ millions) 3,336

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.07%
Capital Goods 4.3%
Conglomerates 0.09%
Consumer Cyclical 4.04%
Consumer/Non-Cyclical 6.19%
Energy 10.56%
Financial 19.27%
Healthcare 8.3%
Services 17.77%
Technology 16.44%
Transportation 2.45%
Utilities 3.6%

1,884 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 47,623 -9,755 (17) 501,109
EXXON MOBIL CORP COM 45,746 -8,469 (15.62) 445,994
MICROSOFT CORP COM 44,415 -3,420 (7.15) 1,065,498
FIDELITY SALEM STREET TRUST CONSRV INC INST 36,589 38 .10 3,644,295
ISHARES TR FLTG RATE BD ETF 29,312 New 577,000
COCA COLA CO COM 26,519 734 2.85 627,522
INTEL CORP COM 26,350 -3,908 (12.92) 842,915
CHEVRON CORP NEW COM 26,131 -6,131 (19) 200,624
DISNEY WALT CO COM DISNEY 25,081 -2,593 (9.37) 288,756
QUALCOMM INC COM 23,965 1,265 5.57 297,962
PROCTER & GAMBLE CO COM 23,052 -5,392 (18.96) 282,471
INTERNATIONAL BUSINESS MACHS COM 22,358 -2,473 (9.96) 119,114
WELLS FARGO & CO NEW COM 22,216 -4,567 (17.05) 428,794
ROYAL DUTCH SHELL PLC SPONS ADR A 20,461 -10,083 (33.01) 252,293
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 19,975 5,524 38.22 870,392
CISCO SYS INC COM 18,062 -2,147 (10.62) 710,000
ORACLE CORP COM 17,910 -1,327 (6.9) 444,197
VERIZON COMMUNICATIONS INC COM 17,883 -333 (1.83) 360,252
PEPSICO INC COM 17,223 -1,537 (8.2) 191,154
3M CO COM 17,129 -1,208 (6.59) 119,043