CAPITAL Z PARTNERS MANAGEMENT, LLC Information

230 PARK AVENUE, NEW YORK, New York, 10003, (212) 965-2328

Report Date: 12/31/2013

Position Statistics

Total Positions 2
New Positions 0
Increased Positions 1
Decreased Positions 0
Positions with Activity 1
Sold Out Positions 0
Total Mkt Value (in $ millions) 237

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 100%
Healthcare
Services
Technology
Transportation
Utilities

2 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNIVERSAL AMERN CORP NEW COM 118,900 New 16,445,401
NEWSTAR FINANCIAL INC COM 118,227 83 .07 9,511,441