CAPITAL ONE, NATIONAL ASSOCIATION Information

280 PARK AVENUE, NEW YORK, New York, 10017, (212) 916-2838

Report Date: 06/30/2014

Position Statistics

Total Positions 606
New Positions 60
Increased Positions 276
Decreased Positions 307
Positions with Activity 583
Sold Out Positions 69
Total Mkt Value (in $ millions) 1,069

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.96%
Capital Goods 5.45%
Conglomerates 0.54%
Consumer Cyclical 3.48%
Consumer/Non-Cyclical 6.05%
Energy 9.67%
Financial 25.07%
Healthcare 9.84%
Services 13.62%
Technology 14.5%
Transportation 2.31%
Utilities 3.35%

606 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 30,673 -1,104 (3.47) 314,044
EXXON MOBIL CORP COM 28,020 -596 (2.08) 271,569
VANGUARD INDEX FDS REIT ETF 21,282 -77 (0.36) 279,919
UBS AG JERSEY BRH ALERIAN INFRST 18,556 56 .30 421,443
CHEVRON CORP NEW COM 18,322 -640 (3.37) 137,175
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 16,447 -145 (0.87) 64,363
ISHARES TR MSCI EAFE ETF 15,666 1,039 7.10 230,556
SPDR S&P 500 ETF TR TR UNIT 14,944 -3,278 (17.99) 75,581
JOHNSON & JOHNSON COM 14,594 1,097 8.13 142,928
JPMORGAN CHASE & CO COM 14,145 239 1.72 239,699
WELLS FARGO & CO NEW COM 12,917 96 .75 250,336
ISHARES TR RUS 2000 VAL ETF 12,141 -90 (0.73) 123,126
PFIZER INC COM 11,585 217 1.91 383,747
VERIZON COMMUNICATIONS INC COM 10,149 -433 (4.1) 197,914
LYONDELLBASELL INDUSTRIES N V SHS - A - 9,907 276 2.87 92,169
GENERAL ELECTRIC CO COM 9,775 2,166 28.46 379,038
INTERNATIONAL BUSINESS MACHS COM 9,640 -57 (0.59) 49,587
FACEBOOK INC CL A 9,103 3,002 49.20 121,062
MICROSOFT CORP COM 8,739 2,039 30.43 196,371
AT&T INC COM 8,425 -79 (0.93) 237,051