CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. Information

1776 PLEASANT PLAIN ROAD, FAIRFIELD, Iowa, 52556, (641) 472-5100

Report Date: 12/31/2013

Position Statistics

Total Positions 1,318
New Positions 129
Increased Positions 803
Decreased Positions 475
Positions with Activity 1,278
Sold Out Positions 85
Total Mkt Value (in $ millions) 2,473

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.27%
Capital Goods 2.04%
Conglomerates 0.05%
Consumer Cyclical 0.89%
Consumer/Non-Cyclical 3.75%
Energy 5.8%
Financial 64.09%
Healthcare 4.55%
Services 6.48%
Technology 5.48%
Transportation 0.84%
Utilities 3.03%

1,318 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES CORE S&P500 ETF 83,811 3,026 3.75 446,897
SPDR S&P 500 ETF TR TR UNIT 61,728 30,894 100.20 331,174
EXXON MOBIL CORP COM 53,377 1,872 3.63 531,536
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 52,454 3,151 6.39 1,262,125
VANGUARD INDEX FDS TOTAL STK MKT 42,024 468 1.13 434,443
APPLE INC COM 35,220 2,143 6.48 67,094
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 34,192 14,888 77.12 674,270
PIMCO ETF TR TOTL RETN ETF 34,041 243 .72 318,466
ISHARES RUSSELL 2000 ETF 33,972 759 2.28 300,851
ISHARES MSCI EAFE ETF 29,387 12,199 70.97 435,165
VANGUARD BD INDEX FD INC TOTAL BND MRKT 28,239 12,423 78.55 347,261
JOHNSON & JOHNSON COM 27,244 -397 (1.44) 275,306
VANGUARD BD INDEX FD INC SHORT TRM BOND 26,793 1,424 5.62 334,530
VANGUARD STAR FD VG TL INTL STK F 25,719 3,574 16.14 489,323
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 24,845 2,851 12.96 598,961
GENERAL ELECTRIC CO COM 24,465 1,063 4.54 921,132
VANGUARD INDEX FDS GROWTH ETF 21,505 1,874 9.55 232,237
AT&T INC COM 21,447 1,083 5.32 595,079
ISHARES RUS 1000 GRW ETF 19,789 133 .68 230,801
SPDR SERIES TRUST BRC HGH YLD BD 19,281 124 .65 467,761