CAI CAPITAL MANAGEMENT, INC. Information

20 WEST 64TH STREET, NEW YORK, New York, 10023, (214) 282-3548

Report Date: 09/30/2013

Position Statistics

Total Positions 279
New Positions 104
Increased Positions 137
Decreased Positions 142
Positions with Activity 279
Sold Out Positions 104
Total Mkt Value (in $ millions) 171

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.67%
Capital Goods 8.46%
Conglomerates 0.33%
Consumer Cyclical 3.52%
Consumer/Non-Cyclical 8.17%
Energy
Financial 22.7%
Healthcare 2.55%
Services 16.93%
Technology 11.7%
Transportation 3.89%
Utilities 12.94%

279 Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLSTATE CORP COM 5,259 4,414 522.77 94,294
UNITED TECHNOLOGIES CORP COM 3,776 1,743 85.78 31,844
UNION PAC CORP COM 3,730 3,730 New 19,675
GAP INC DEL COM 3,612 3,612 New 93,632
FIRSTENERGY CORP COM 3,528 228 6.91 104,974
STATE STR CORP COM 2,998 2,998 New 45,754
PROCTER & GAMBLE CO COM 2,891 1,381 91.45 35,364
SCANA CORP NEW COM 2,747 1,075 64.29 52,144
NORTHROP GRUMMAN CORP COM 2,693 1,462 118.81 22,071
CONSOLIDATED EDISON INC COM 2,606 2,606 New 46,127
NORTHERN TR CORP COM 2,604 2,604 New 43,841
EXELON CORP COM 2,519 2,519 New 69,855
PNC FINL SVCS GROUP INC COM 2,465 1,515 159.52 29,422
PRICE T ROWE GROUP INC COM 2,454 2,454 New 30,440
PACCAR INC COM 2,326 2,326 New 35,572
ALTRIA GROUP INC COM 2,163 226 11.68 56,245
DU PONT E I DE NEMOURS & CO COM 2,116 2,116 New 31,585
SIMON PPTY GROUP INC NEW COM 2,099 -1,201 (36.4) 12,356
ANALOG DEVICES INC COM 2,033 2,033 New 38,469
JACOBS ENGR GROUP INC DEL COM 2,000 2,000 New 31,385