CAERUS GLOBAL INVESTORS LLC Information

810 SEVENTH AVENUE, 4TH FLOOR, NEW YORK, New York, 10019, (212) 488-5508

Report Date: 09/30/2014

Position Statistics

Total Positions 38
New Positions 14
Increased Positions 23
Decreased Positions 15
Positions with Activity 38
Sold Out Positions 9
Total Mkt Value (in $ millions) 146

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.67%
Capital Goods
Conglomerates 2.04%
Consumer Cyclical 2.78%
Consumer/Non-Cyclical 19.37%
Energy
Financial
Healthcare
Services 49.16%
Technology 3.53%
Transportation 6.51%
Utilities

9 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AARONS INC COM PAR $0.50 -2,180 Sold Out 0
AMAZON COM INC COM -1,520 Sold Out 0
KATE SPADE & CO COM -2,875 Sold Out 0
MATTEL INC COM -3,785 Sold Out 0
RALPH LAUREN CORP CL A -8,432 Sold Out 0
RYMAN HOSPITALITY PPTYS INC COM -6,339 Sold Out 0
SCIENTIFIC GAMES CORP CL A -2,531 Sold Out 0
WAL-MART STORES INC COM -3,615 Sold Out 0
ZYNGA INC CL A -1,447 Sold Out 0