BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 12/31/2015

Position Statistics

Total Positions 107
New Positions 23
Increased Positions 37
Decreased Positions 56
Positions with Activity 93
Sold Out Positions 21
Total Mkt Value (in $ millions) 415

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 1.53%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 77.19%
Healthcare
Services 11.27%
Technology 0.02%
Transportation
Utilities

107 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STEWART INFORMATION SVCS CORP COM 39,538 -1,515 (3.69) 1,135,499
LMP REAL ESTATE INCOME FD INC COM 31,658 5,414 20.63 2,324,731
WINTHROP RLTY TR SH BEN INT NEW 29,523 804 2.80 2,320,962
NEUBERGER BERMAN RE ES SEC FD COM 25,130 9,611 61.93 4,898,711
DEUTSCHE HIGH INCOME OPPORT FD COM 18,799 183 .98 1,387,377
EMERGENT CAP INC COM 17,662 -193 (1.08) 4,032,378
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 17,263 4,632 36.67 1,153,947
GLOBAL HIGH INCOME FUND INC COM 16,771 2,062 14.02 1,932,140
HILL INTERNATIONAL INC COM 16,469 1,017 6.58 3,884,261
NUVEEN GLOBAL EQUITY INCOME FD COM 14,871 11,032 287.42 1,321,864
ADVENT CLAYMORE ENH GRW & INC COM 12,843 -302 (2.3) 1,521,674
LIBERTY ALL STAR EQUITY FD SH BEN INT 11,023 -487 (4.24) 2,208,963
MVC CAPITAL INC COM 10,319 -177 (1.69) 1,388,826
GENERAL AMERN INVS INC COM 10,245 -19,218 (65.23) 326,288
SWISS HELVETIA FD INC COM 9,015 -911 (9.18) 869,357
FIRST TR DIVIDEND INCOME FD COM 8,345 2,240 36.69 948,305
BOULDER GROWTH & INCOME FD INC COM 8,066 -2,158 (21.11) 1,001,932
SOURCE CAP INC COM 7,918 7,918 New 211,833
TRI CONTL CORP COM 7,885 -66 (0.83) 389,371
GARNERO GROUP ACQUISITION CO SHS 6,461 779 13.71 666,089