BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 03/31/2014

Position Statistics

Total Positions 19
New Positions 0
Increased Positions 2
Decreased Positions 6
Positions with Activity 8
Sold Out Positions 1
Total Mkt Value (in $ millions) 239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 94.07%
Healthcare
Services 0%
Technology
Transportation
Utilities

19 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE RISK MNGD DIV EQTY COM 39,033 -11,467 (22.71) 3,353,359
FIRSTHAND TECH VALUE FD INC COM 28,583 7,358 34.67 1,354,665
ZWEIG TOTAL RETURN FD INC COM NEW 21,610 -2,453 (10.2) 1,502,782
WESTERN ASSET INFL MGMT FD INC COM 21,359 5,144 31.72 1,161,451
SWISS HELVETIA FD INC COM 21,235 -2,600 (10.91) 1,493,323
AMERICAN STRATEGIC INCOME III COM 16,433 New 2,226,702
MVC CAPITAL INC COM 16,387 -817 (4.75) 1,289,284
IMPERIAL HLDGS INC COM 15,686 -728 (4.44) 2,296,697
HF2 FINL MGMT INC CL A 12,266 New 1,187,411
AQUASITION CORP COM 9,006 New 884,647
QUARTET MERGER CORP UNIT 1 COM & 1RT 7,378 New 700,000
AMERN STRATEGIC INCOME PTFL II COM 6,490 New 736,620
COLLABRIUM JAPAN ACQUISITN CP SHS 6,006 New 578,381
GLOBAL DEFENSE & NATL SEC SYS COM 5,642 New 549,900
HELIOS STRATEGIC INCOME FD INC COM NEW 5,401 New 787,326
CIS ACQUISITION LTD SHS SER A 4,220 New 415,736
EQUUS TOTAL RETURN INC COM 1,251 New 523,605
GLORI ENERGY INC COM 1,159 New 137,597
GYRODYNE CO AMER INC COM -56 Sold Out 0