BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 03/31/2014

Position Statistics

Total Positions 19
New Positions 0
Increased Positions 2
Decreased Positions 6
Positions with Activity 8
Sold Out Positions 1
Total Mkt Value (in $ millions) 239

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 93.94%
Healthcare
Services 0%
Technology
Transportation
Utilities

19 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE RISK MNGD DIV EQTY COM 38,865 -11,417 (22.71) 3,353,359
FIRSTHAND TECH VALUE FD INC COM 27,865 7,173 34.67 1,354,665
ZWEIG TOTAL RETURN FD INC COM NEW 21,640 -2,457 (10.2) 1,502,782
SWISS HELVETIA FD INC COM 21,579 -2,642 (10.91) 1,493,323
WESTERN ASSET INFL MGMT FD INC COM 21,359 5,144 31.72 1,161,451
MVC CAPITAL INC COM 16,632 -829 (4.75) 1,289,284
AMERICAN STRATEGIC INCOME III COM 16,366 New 2,226,702
IMPERIAL HLDGS INC COM 15,204 -706 (4.44) 2,296,697
HF2 FINL MGMT INC CL A 12,242 New 1,187,411
AQUASITION CORP COM 9,059 New 884,647
QUARTET MERGER CORP UNIT 1 COM & 1RT 7,522 New 700,000
AMERN STRATEGIC INCOME PTFL II COM 6,475 New 736,620
COLLABRIUM JAPAN ACQUISITN CP SHS 5,928 New 578,381
GLOBAL DEFENSE & NATL SEC SYS COM 5,669 New 549,900
HELIOS STRATEGIC INCOME FD INC COM NEW 5,409 New 787,326
CIS ACQUISITION LTD SHS SER A 4,241 New 415,736
GLORI ENERGY INC COM 1,258 New 137,597
EQUUS TOTAL RETURN INC COM 1,257 New 523,605
GYRODYNE CO AMER INC COM -56 Sold Out 0