BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 06/30/2015

Position Statistics

Total Positions 23
New Positions 3
Increased Positions 14
Decreased Positions 8
Positions with Activity 22
Sold Out Positions 2
Total Mkt Value (in $ millions) 271

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 1.44%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 70.21%
Healthcare
Services 15.12%
Technology
Transportation
Utilities

23 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STEWART INFORMATION SVCS CORP COM 47,651 2,369 5.23 1,228,756
WINTHROP RLTY TR SH BEN INT NEW 29,454 8,199 38.58 2,043,984
DIVERSIFIED REAL ASSET INC FD COM SHS 24,768 -4,842 (16.35) 1,480,474
IMPERIAL HLDGS INC COM 21,891 9,557 77.49 4,076,463
LMP REAL ESTATE INCOME FD INC COM 19,079 2,122 12.51 1,611,429
DEUTSCHE HIGH INCOME OPPORT FD COM 18,595 208 1.13 1,373,360
CLOUGH GLOBAL EQUITY FD COM 17,781 1,904 11.99 1,298,825
MVC CAPITAL INC COM 13,364 New 1,412,685
HILL INTERNATIONAL INC COM 11,451 11,451 New 2,966,692
SWISS HELVETIA FD INC COM 10,566 -290 (2.67) 956,969
MFS INTERMARKET INCOME TRUST I SH BEN INT 9,355 1,516 19.34 1,094,195
ALLIANCE NEW YORK MUN INC FD COM 8,197 131 1.63 573,615
FIRSTHAND TECH VALUE FD INC COM 6,826 -580 (7.84) 723,910
DEUTSCHE GLOBAL HIGH INCOME FD COM 6,175 1,266 25.80 780,611
BDCA VENTURE INC COM 5,487 930 20.41 1,129,039
NUVEEN GLOBAL HIGH INCOME FD SHS 4,628 -8,723 (65.33) 305,706
FULL CIRCLE CAP CORP COM 4,078 4,078 New 1,315,551
WHEELER REAL ESTATE INVT TR CV PFD SER B 3,890 2,616 205.48 167,854
GLOBAL DEFENSE & NATL SEC SYS COM 3,684 -2,106 (36.37) 349,900
SINO MERCURY ACQUISITION CORP COM 2,736 2,736 New 275,000