BROWN BROTHERS HARRIMAN & CO Information

140 BROADWAY, NEW YORK, New York, 10005-1101, (212) 493-8200

Report Date: 09/30/2014

Position Statistics

Total Positions 857
New Positions 102
Increased Positions 237
Decreased Positions 290
Positions with Activity 527
Sold Out Positions 83
Total Mkt Value (in $ millions) 25,817

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.26%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical 0.34%
Consumer/Non-Cyclical 6.32%
Energy 11.01%
Financial 25.46%
Healthcare 13.34%
Services 21.63%
Technology 15.98%
Transportation 0.65%
Utilities 0.09%

102 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GLOBAL X FDS SOCIAL MED ETF 5 5 New 250
SELECT SECTOR SPDR TR SBI INT-ENERGY 4 4 New 50
BON-TON STORES INC COM 4 4 New 500
FORTRESS INVESTMENT GROUP LLC CL A 4 4 New 500
LORAL SPACE & COMMUNICATNS INC COM 4 4 New 50
FOOT LOCKER INC COM 3 3 New 50
RENEWABLE ENERGY GROUP INC COM NEW 3 3 New 252
ISHARES TR MSCI POL CAP ETF 2 2 New 90
ANN INC COM 2 2 New 50
WEBMD HEALTH CORP COM 2 2 New 50
WEIGHT WATCHERS INTL INC NEW COM 1 1 New 50
AMBAC FINL GROUP INC COM NEW 1 1 New 50
E TRADE FINANCIAL CORP COM NEW 1 1 New 50
SOLAR CAP LTD COM 1 1 New 50
STERLING BANCORP DEL COM 1 1 New 63
ISTAR FINL INC COM 1 1 New 50
NEW YORK TIMES CO CL A 1 1 New 50
NORTHSTAR ASSET MGMT GROUP INC COM 1 1 New 25
PZENA INVESTMENT MGMT INC CLASS A New 50
NORTHSTAR RLTY FIN CORP COM NEW New 25